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Abstract-- Nowadays, higher electricity consumption and need
for economic efficiency have led to increased use of the electric
power transmission network. After the severe absence of
investments in the transmission grid observed in the last decades,
the transmission investment problem is currently a topic of
increasing interest among the power market agents as well as
regulatory authorities. Therefore, tailored investment valuation
models are needed for quantifying the contribution of strategic
flexibility in the investment portfolios. In addition, models
capable of replicating the uncertain evolution of the long-term
behavior of power markets represent a reliable benchmark for
designing contingent actions against unfavorable unfolding of
uncertainty, aiming at ensuring the transmission network
adaptation. This paper analyzes the impact of flexibility on the
evaluation of transmission investment under uncertainty based
on system-wide social welfare. Stochastic simulations are
performed in order to characterize the uncertainty behavior of
the investment portfolio performance. From these simulations,
an appraisal methodology based on a Real Options approach is
applied for valuing the strategic flexibility embedded into the
transmission projects and finding the optimal timing for
investing. The results show how omission or incorrect handling,
of ongoing project uncertainty of the key variables could lead to
non-optimal decisions.
Index Terms- Monte Carlo simulation, Real Options, strategic
flexibility, transmission investment, uncertainty
I. INTRODUCTION
CCORDING to the Edison Electric Institute, during 30
years, in the Unites States (US), investment in power
transmission declined, between 1975 and 1999 at an average
rate of USD 83 million per annum [1]. In words of [2], “some
of the given reasons are an overbuilt system prior to 1975,
retail rate freezes, lack of available capital due to other
investment activities, cost-effective generation located closer
to load, and uncertain regulation of transmission”.
In addition, events which have taken place at the beginning
of this century reveal an important requirement of investments
in power network. Some of these event are related to: security
issues related with terrorism attacks, blackouts of 1996 in US
as well as 2003 and 2006 in Europe, , natural gas price spikes
G. Blanco is with the Facultad Politécnica at Universidad Nacional de
Asunción (UNA), Universitary Campus, San Lorenzo 2111, Paraguay (E-mail:
gblanco@pol.una.py).
F. Olsina and F. Garcés are with CONICET at the Institute of Electrical
Energy (IEE), National University of San Juan (UNSJ), Av. Lib. Gral. San
Martín 1109 (O), J5400ARL, Argentina. (e-mail: olsina@iee.unsj.edu.ar,
garces@iee.unsj.edu.ar).
making nukes and coal more competitive and last but not
least, the green energy promotion since renewable energy
sources are usually remote from the load [2].
Therefore, a limited recovery of the network investments
has appeared since the end of the 20
th
[3]. From 1999 through
2003, transmission investment activity augmented at an
average annual rate of USD 286 million, a substantial reversal
of trends. Nevertheless, it is not clear what accounted for this
trend reversal or whether the change is temporary or long-
term [3]. In any case, the theory and tools for valuing
transmission investments are still below the requirements of
the actual power markets. This issue is indeed true in aspects
such as the quantification in economic terms of strategic
flexibility [4].
The transmission investment problem is characterized by
the nature of the investments involved. Features as: scale
economy, irreversibility, low adaptability and intensive capital
are present in the investments in network expansions. In
addition, the value of an investment is usually amortized over
a long period of time and depends on many other
developments. Consequently, the transmission investments are
strongly exposed to the large long-term uncertainties.
Obviously, the unavoidable uncertainties related with
transmission investments are better managed with flexibility
rather than fixed scenario expectations by the discount cash
flow (DCF) approach. Flexibility offers the possibility to
adapt the investment plan of the transmission system, rapidly
and at a low cost, to any change, foreseen or not, in the
conditions that were expected at the time it was decided. [4]-
[5] Hence, strategic flexibility could be seen as a risk
management technique [6], which allows properly managing
major uncertainties, which are unresolved at the time of
making investment decisions. Nevertheless, expressing the
value of flexibility in monetary terms is not a trivial task and
requires rather refined valuing tools [7]. The Real Option
Valuation (ROV) approach provides a well-founded
framework –based on the theory of financial options- to assess
the intrinsic flexibility of strategic investments under
uncertainty [8].
Power transmission investments comprise intrinsic
flexibility by multiple strategic options, such as: the option to
expand in a posterior stage, postpone the option and abandon
the investment in the future [9].
This paper is an extension of the research presented in [10]
and addresses the problem of valuation of flexible
transmission investment projects on the basis of the social
welfare of the electricity market. It proposes a methodology
Transmission Investments under Uncertainty:
the Impact of Flexibility on Decision-Making
Gerardo Blanco, Member, IEEE, Fernando Olsina and Francisco Garcés
A
978-1-4673-2729-9/12/$31.00 ©2012 IEEE