The Laryngoscope
Lippincott Williams & Wilkins
© 2008 The American Laryngological,
Rhinological and Otological Society, Inc.
The Efficacy of Multilevel Surgery of the
Upper Airway in Adults With Obstructive
Sleep Apnea/Hypopnea Syndrome
Hsin-Ching Lin, MD; Michael Friedman, MD; Hsueh-Wen Chang, PhD; Berk Gurpinar, MD
Objective: Many patients with obstructive sleep
apnea/hypopnea syndrome (OSAHS) are incapable of us-
ing continuous positive airway pressure. These patients
therefore turn to surgical options as a salvage treatment.
Early studies and reviews focused on the efficacy of uvu-
lopalatopharyngoplasty, a single-level procedure for the
treatment of OSAHS. Since OSAHS is usually caused by
multilevel obstructions, the true focus on efficacy should
be on multilevel surgical intervention. The purpose of this
paper is to provide an overview of the literature on mul-
tilevel surgery for OSAHS patients.
Study Design: Systematic review of the literature
and meta-analysis focusing on subjective and objective
outcomes of patients with OSAHS treated with multilevel
surgery of the upper airway.
Methods: We searched PubMed, the Cochrane da-
tabase, and MEDLINE bibliographic databases up to
March 31, 2007, for studies dealing with multilevel sur-
gical modification of the upper airway for the treat-
ment of OSAHS. Additional studies were identified
from their reference lists. Articles were included only if
the surgical intervention involved at least two of the
frequently involved anatomic sites: nose, oropharynx,
and hypopharynx.
Results: After applying specific inclusion criteria,
49 multilevel surgery articles (58 groups) were identified.
There were 1,978 patients included in the study. The
mean minimal follow-up time was 7.3 months (range, 1 to
100 months). A meta-analysis was performed to redefine
the success rate to be consistent with the commonly
agreed upon criteria, namely “a reduction in the apnea/
hypopnea index (AHI) of 50% or more and an AHI of less
than 20.” “Success” implies an improved condition and is
not meant to imply cure. The recalculated success rate was
66.4%. The overall complication rate was 14.6%. The
evidence-base medicine (EBM) level of these 49 studies
revealed that only one study was EBM level 1, two papers
were EBM level 3, and the other 46 papers were ranked as
level 4 evidence.
Conclusions: Multilevel surgery for OSAHS is
obviously associated with improved outcomes, al-
though this benefit is supported largely by level 4
evidence. Future research should focus on prospective
and controlled studies.
Key Words: Obstructive sleep apnea, surgery, mul-
tilevel treatment, meta-analysis, effectiveness, outcomes,
multilevel OSAHS surgery, OSAHS surgery review.
Laryngoscope, 118:902–908, 2008
INTRODUCTION
Continuous positive airway pressure (CPAP) is the
primary treatment of obstructive sleep apnea/hypopnea
syndrome (OSAHS). Although studies
1,2
on CPAP compli-
ance report results that vary from 28% to 80%, research-
ers agree that a certain number of OSAHS patients cannot
or will not use CPAP.
Surgery for OSAHS is not a substitute for CPAP, but
it is a salvage procedure for those who failed CPAP and
other conservative therapies and therefore have no other
options. The goal of surgical correction in the upper air-
way is to reduce the number and severity of obstructive
events when complete elimination of these events is not
possible. The term “classical cure” is used to comply with
standard language of the literature but should be restated
as “classical improvement” or “success.” Previous studies
on the efficacy of surgery for OSAHS have focused on the
most commonly performed procedure, uvulopalatopharyn-
goplasty (UPPP).
3
This procedure only corrects obstruc-
tion of the palate and tonsils. Since it is clear that most
OSAHS patients have multilevel disease including nasal
and retrolingual obstructions, the appropriate surgical
treatment should be multilevel. In the last decade, a sig-
nificant increase in publications on multilevel approach
From the Department of Otolaryngology (H.C.L.), Chang Gung Me-
morial Hospital–Kaohsiung Medical Center, Chang Gung University Col-
lege of Medicine, Kaohsiung, Taiwan; the Department of Otolaryngology
and Bronchoesophagology (M.F.), Rush University Medical Center, Chicago,
Illinois; the Department of Otolaryngology (H.C.L., M.F., B.G.), Advanced
Center for Specialty Care, Advocate Illinois Masonic Medical Center, Chi-
cago, Illinois, U.S.A.; the Department of Biological Sciences (H.W.C.), Na-
tional Sun Yat-Sen University, Kaohsiung, Taiwan; and the Department of
Otolaryngology (B.G.), Kasimpasa Military Hospital, Istanbul, Turkey.
Editor’s Note: This Manuscript was accepted for publication Decem-
ber 4, 2007.
Send correspondence to Michael Friedman, MD, 30 N. Michigan
Ave., Suite 1107, Chicago, IL 60602, U.S.A. E-mail: hednnek@aol.com
DOI: 10.1097/MLG.0b013e31816422ea
Laryngoscope 118: May 2008 Lin et al.: Multilevel Surgery for OSAHS Patients
902