International Journal of Auditing
Int. J. Audit. 2: 167–182 (1998)
The Impact of SAS No. 82 on
Perceptions of External Auditor
Responsibility for Fraud Detection
F. Todd DeZoort
a,
* and Thomas A. Lee
b
a
University of South Carolina, School of Accounting,
The Darla Moore School of Business, Columbia, SC 29208, USA
b
The University of Alabama, Culverhouse School of Accountancy,
College of Business Administration, Tuscaloosa, AL 35487 -0220, USA
This study evaluates whether perceptions of external auditor
responsibility to detect fraud in US financial statement audits
are greater under Statement on Auditing Standards (SAS) No.
82 than under the superseded SAS No. 53. A series of four
fraud vignettes were evaluated by external auditors, internal
auditors, and fraud examiners who were either given a sum-
mary of the new standard or the old standard to assess auditor
fraud detection responsibilities. The vignettes manipulated
fraud materiality and fraud type (i.e. fraudulent financial
reporting and misappropriation of assets) within-subject. The
results provide consistent evidence that perceptions of exter-
nal auditor responsibility to detect fraud are higher under
SAS No. 82 than under SAS No. 53. In addition, the results
indicate that the external auditors’ perceptions increased more
than the perceptions of the internal auditors and fraud exam-
iners. Finally, the findings revealed that while all participant
groups were sensitive to fraud materiality, only the external
auditors were sensitive to fraud type. © 1998 John Wiley &
Sons, Ltd.
Key words: fraud detection; Statement on Auditing Standards
No. 53; Statement on Auditing Standards No. 82; external audi-
tors; internal auditors; fraud examiners, Auditing Standards
Board; materiality
SUMMARY
The Auditing Standards Board’s (ASB) new
Statement on Auditing Standards (SAS) No. 82,
‘Consideration of Fraud in a Financial State-
ment Audit’ (American Institute of Certified
Public Accountants, 1997a) has been adopted to
clarify, but not increase, external auditor respon-
sibility for fraud detection in the US. As under
the superseded SAS No. 53, external auditors
are still expected to provide reasonable assur-
ance that financial statements are free from ma-
terial misstatement, whether caused by error or
fraud. However, the possibility exists that the
* Correspondence to: University of South Carolina, School
of Accounting, The Darla Moore School of Business, Colum-
bia SC 29208, USA. Tel: +1 803 777 6417; E-mail: de-
zoort@darla.badm.sc.edu
CCC 1090–6738/98/020167-16$17.50
© 1998 John Wiley & Sons, Ltd.
Received November 1997
Revised March 1998
Accepted April 1998