Rev. Econ. Design (2013) 17:17–26
DOI 10.1007/s10058-012-0135-5
ORIGINAL PAPER
An equity characterization of second price auctions
when preferences may not be quasilinear
Toyotaka Sakai
Received: 28 January 2012 / Accepted: 5 September 2012 / Published online: 5 October 2012
© Springer-Verlag 2012
Abstract In a single item auction model that allows non-quasilinear preferences, we
show that an auction rule satisfies weak envy-freeness for equals, strategy-proofness,
and nonimposition if and only if it is a (generalized) second price auction. This char-
acterization is established on a wide class of preference domains, including the quasi-
linear domain, a positive income effect domain, and a negative income effect domain.
Keywords Non-quasilinear preference · Second price auction · Strategy-proofness ·
Equal treatment of equals · Fair allocation
JEL Classification D44 · D63 · C72 · C78
1 Introduction
We consider the problem of designing auction rules in a model with a single item
and non-quasilinear preferences. In auction models with non-quasilinear preferences,
Saitoh and Serizawa (2008) and Sakai (2008) introduce generalized second price
auctions that are natural extensions of (usual) second price auctions Vickrey (1961).
They demonstrate that these auction rules are the only ones satisfying efficiency and
I am grateful to an associate editor, Yoko Kawada, and in particular, an anonymous referee for their very
insightful comments. I also thank participants of the First Symposium on Mechanism Design and Social
Choice at Keio University, Waseda Conference and Lectures on Game Theory and Mechanism Design,
and a seminar at Hitotsubashi University for their helpful comments. This research is financially
supported by KAKENHI (22730158).
T. Sakai (B )
Department of Economics, Keio University, Tokyo108-8345, Japan
e-mail: tsakai@z5.keio.jp
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