Vaccine 22 (2004) 3774–3788
A comparative evaluation of nasal and parenteral vaccine adjuvants
to elicit systemic and mucosal HIV-1 peptide-specific humoral
immune responses in cynomolgus macaques
Michael A. Egan
a
, Siew Yen Chong
a
, Michael Hagen
a
, Shakuntala Megati
a
,
Eva B. Schadeck
a
, Priscilla Piacente
a
, Ben-Jiang Ma
c
,
David C. Montefiori
b
, Barton F. Haynes
c
, Zimra R. Israel
a
,
John H. Eldridge
a
, Herman F. Staats
d,∗
a
Wyeth Vaccines Research, Pearl River, NY 10965, USA,
b
Department of Surgery, Human Vaccine Institute, Duke University Medical Center, Box 2926, Durham, NC 27710, USA
c
Department of Medicine, Human Vaccine Institute, Duke University Medical Center, Box 3307, Durham, NC 27710, USA
d
Department of Pathology, Human Vaccine Institute, Duke University Medical Center, Box 3712, Durham, NC 27710, USA
Received 25 July 2003; received in revised form 30 January 2004; accepted 1 March 2004
Available online 8 April 2004
Abstract
Cynomolgus macaques were immunized by either the intramuscular (i.m.) or intranasal (i.n.) route with a HIV-1 peptide-based im-
munogen (C4-V3 89.6P) alone, or formulated with novel adjuvants to evaluate the ability of the adjuvants to augment peptide-specific
systemic and mucosal immune responses. A mutant cholera toxin, CT-E29H, or the combination of recombinant human IL-1 (rhIL-1)
protein and recombinant human GM-CSF (rhGM-CSF) protein were tested as adjuvants for i.n. immunization, while a stable emulsion
of a synthetic monophosphoryl lipid A (MPL) analogue (RC529-SE) plus rhGM-CSF protein was tested as an adjuvant for i.m. im-
munization. Macaques immunized i.n. with peptide alone failed to elicit an anti-C4-V3 89.6P antibody response in serum. In contrast,
all the tested peptide/adjuvant formulations elicited peptide-specific immune responses. RC529-SE/rhGM-CSF elicited the highest peak
anti-peptide IgG geometric mean titer in serum (1:32,768 at week 25) followed by rhIL-1/rhGM-CSF (1:1217 at week 10) and CT-E29H
(1:256 at week 25). Measurable SHIV neutralizing antibody responses were detectable in only one macaque immunized i.m. with pep-
tide formulated with RC529-SE/rhGM-CSF. Macaques immunized by the i.n. route with peptide in combination with CT-E29H failed
to elicit measurable antibody responses at nasal or genital mucosal surfaces. In contrast, antibody responses at the nasal and genital mu-
cosa were detected in macaques immunized by the i.n. route with peptide in combination with rhIL-1/rhGM-CSF. However, antibody
responses at the nasal and genital mucosa were highest in macaques immunized parenterally with peptide in combination with the adju-
vants RC529-SE/rhGM-CSF. These results suggest that parenteral vaccine administration in combination with the appropriate adjuvant
formulation can elicit vaccine-specific humoral immune responses in both systemic and mucosal compartments.
© 2004 Elsevier Ltd. All rights reserved.
Keywords: Peptide vaccine; Adjuvant; Mucosal immunity; Intranasal immunization
1. Introduction
Despite more than 20 years of human immunodeficiency
virus type-1 (HIV-1) related research, infection with HIV-1
remains a major public health threat. The World Health
Organization estimates that in the year 2002, five million
people were newly infected with HIV-1, approximately 42
million people were living with HIV-1 or suffering from
∗
Corresponding author. Tel.: +1-919-684-8823; fax: +1-919-684-5627.
E-mail address: hfs@acpub.duke.edu (H.F. Staats).
acquired immunodeficiency syndrome (AIDS), and 3.1 mil-
lion individuals died as a result of AIDS-related diseases
[1]. The development of a vaccine capable of altering the
global impact of HIV-1 infection remains a high priority.
A protective vaccine against HIV-1 infection will likely
require a safe and effective adjuvant. Currently, aluminum
salts (aluminum hydroxide, aluminum phosphate, aluminum
potassium phosphate) are the only adjuvants approved for
widespread use in humans by the Food and Drug Admin-
istration, however, aluminum salts have been shown to be
relatively ineffective as a mucosal adjuvants [2,3]. More
0264-410X/$ – see front matter © 2004 Elsevier Ltd. All rights reserved.
doi:10.1016/j.vaccine.2004.03.011