Free energy of bcc iron: Integrated ab initio derivation of vibrational, electronic,
and magnetic contributions
F. Körmann,
1,
* A. Dick,
1
B. Grabowski,
1
B. Hallstedt,
2
T. Hickel,
1
and J. Neugebauer
1
1
Max-Planck-Institut für Eisenforschung GmbH, Düsseldorf D-40237, Germany
2
Materials Chemistry, RWTH Aachen University, Aachen, Germany
Received 10 March 2008; published 3 July 2008
We present ab initio derived thermodynamic properties of ferromagnetic bcc iron up to the bcc-fcc phase-
transition temperature 1200 K, including vibrational, electronic, and magnetic contributions. The quasihar-
monic approximation and finite-temperature density-functional theory are employed to account for vibrational
and electronic excitations. The magnetic contribution is derived from the solution of the quantum Heisenberg
model within many-body theory using the mean-field and random-phase approximation. The calculated ther-
modynamic properties show an excellent agreement with available experimental data and reveal the necessity
to consider all three types of excitations.
DOI: 10.1103/PhysRevB.78.033102 PACS numbers: 71.15.-m, 63.20.-e, 75.40.Cx, 75.50.Bb
A key quantity in fully characterizing the thermodynamic
properties of materials is the Helmholtz free energy of their
individual structural and magnetic phases. Well established
simulation tools, e.g., CALPHAD Refs. 1 and 2, use empiri-
cal interpolation formulas and experimental input to describe
the temperature dependence of this energy. However, experi-
mental input data, e.g., for novel alloy systems or metastable
structures, are not always available. Therefore, there is a
strong interest in incorporating ab initio results into these
simulation tools.
3
Based on density-functional theory DFT,
substantial progress has been made in determining ab initio
free energies for elementary nonmagnetic materials.
4,5
Here,
lattice vibrations and in particular for transition metals
electronic excitations yield the dominant contributions to the
entropy. Despite its great importance for many practical ap-
plications e.g., steel, magnetic actuators, the ab initio treat-
ment of the magnetic contribution is discussed to a much less
extent. However, only if all relevant excitation processes can
be described with a total accuracy of a few meV within an
integrated approach, a reliable ab initio prediction of thermo-
dynamic properties in these materials can be expected. We
have chosen iron as the most prominent magnetic material in
order to develop such an integrated computational treatment
and to test whether the accuracy of common DFT functionals
is sufficient to achieve this goal.
We will concentrate our investigation on the treatment of
magnetic properties. In the past, several methods e.g., a
multiband Hubbard model,
6
spin-fluctuation theory,
7,8
the
Heisenberg model
9
solved within the Monte Carlo
method,
10–13
or many-body theory
11,14,15
have been used for
calculating quantitative temperature-dependent magnetic
properties from ab initio input. However, most of them fo-
cused on the calculation of the magnetization and the Curie
temperature. Much less attention is paid to the magnetic free
energy, although it is well established that magnetic excita-
tions are of crucial importance for the structural phase sta-
bility in iron.
16,17
An existing approach, based on the single-
band spin-fluctuation theory within the mean-field
approximation, gives a good qualitative agreement with ex-
periment but fails to provide a reasonable quantitative de-
scription of the magnetic free energy.
17
In this Brief Report,
we, therefore, propose an accurate method for calculating the
magnetic free energy using ab initio input and many-body
theory for the Heisenberg model. We show that the magnetic
contribution is essential for the description of thermody-
namic properties and, if properly taken into account, allows
for a quantitative description over the entire temperature
range relevant for the considered phase.
For the present purpose, the Helmholtz free-energy sur-
face FT , V, as a function of the temperature T and the crys-
tal volume V, is considered in the adiabatic approximation
FT, V = F
vib
T, V + F
el
T, V + F
mag
T, V , 1
that treats the vibrational F
vib
, the electronic F
el
including
the energy of the static lattice, and the magnetic F
mag
con-
tribution separately. For iron, the adiabatic approximation is
well justified since the underlying mechanisms, i.e., phonon,
electron, and magnon excitations, reside on different time
scales.
18
The validity of the adiabatic approximation is fur-
ther supported by recent explicit ab initio calculations of the
magnon-phonon coupling in iron.
19
To calculate F
vib
, F
el
, and F
mag
, we employ the VASP Ref.
20 package using the projector augmented wave method
21
within the generalized gradient approximation Perdew-
Burke-Ernzerhof parametrization
22
.
23
Anharmonic contribu-
tions are expected to be small a few meV and will, there-
fore, not be considered in this study.
24
The contributions of
F
vib
and F
el
are calculated within the quasiharmonic approxi-
mation and finite-temperature DFT,
25
respectively, as dis-
cussed in detail in Ref. 5. As the first step, we have, there-
fore, calculated the phonon dispersion of ferromagnetic bcc
iron, which serves as an input to the partition function
needed for computing F
vib
. The comparison with the experi-
mental phonon spectrum shows a good agreement Fig. 1.
29
The resulting combined vibronic and electronic free energy
F
vib
+ F
el
is shown in Fig. 2 black line and compared to
CALPHAD data. Clearly, the deviation between ab initio
F
vib
+ F
el
and CALPHAD data rapidly increases with tempera-
ture. For instance, at 1200 K, which corresponds to the ex-
perimental bcc to fcc transition temperature, the difference
is 45 meV. An even more sensitive physical quantity
PHYSICAL REVIEW B 78, 033102 2008
1098-0121/2008/783/0331024 ©2008 The American Physical Society 033102-1