Respiratory Physiology & Neurobiology 185 (2013) 120–131
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Respiratory Physiology & Neurobiology
jou rn al h om epa ge: www.elsevier.com/locate/resphysiol
Review
Inflammation in the carotid body during development and its contribution to
apnea of prematurity
Estelle B. Gauda
a,∗
, Machiko Shirahata
b
, Ariel Mason
a
, Luis E. Pichard
b
, Eric W. Kostuk
b
,
Raul Chavez-Valdez
a
a
Department of Pediatrics, Division of Neonatology, The Johns Hopkins School of Medicine, Baltimore, MD, USA
b
Department of Environmental Health Sciences, Bloomberg School of Public Health, Johns Hopkins University, Baltimore, MD, USA
a r t i c l e i n f o
Article history:
Accepted 2 August 2012
Keywords:
Infection
Hypoxia
Hyperoxia
Chemoreceptors
a b s t r a c t
Breathing is a complex function that is dynamic, responsive, automatic and often unstable during early
development. The carotid body senses dynamic changes in arterial oxygen and carbon dioxide tension and
reflexly alters ventilation and plays an essential role in terminating apnea. The carotid body contributes
10–40% to baseline ventilation in newborns and has the greatest influence on breathing in premature
infants who characteristically have unstable breathing leading to apnea of prematurity. In this review, we
will discuss how both excessive and minimal contributions from the carotid body destabilizes breathing
in premature infants and how exposures to hypoxia or infection can lead to changes in the sensitivity
of the carotid body. We propose that inflammation/infection during a critical period of carotid body
development causes acute and chronic changes in the carotid body contributing to a protracted course
of intractable and severe apnea known to occur in a subset of premature infants.
© 2012 Published by Elsevier B.V.
1. Introduction
Premature birth is associated with immaturity and instability
of the respiratory network, which manifests as frequent apneas
that often are associated with chronic intermittent hypoxia (CIH)
(Di Fiore et al., 2010). Apnea of prematurity is considered a
developmental disorder that occurs in infants born before 34
weeks gestational age and usually resolves by term gestation
(Henderson-Smart, 1981). However, for infants born less than 28
weeks gestation, apnea is associated with profound episodes of
hypoxemia and bradycardia that often persist past term gestation
(Eichenwald et al., 1997; Hofstetter et al., 2008). These infants need
prolonged respiratory support, take longer to achieve oral feedings,
have a greater incidence of retinopathy of prematurity (Di Fiore
et al., 2010), and have greater risk of adverse neurodevelopmental
outcomes (Pillekamp et al., 2007). CIH increases free radical pro-
duction and contributes to the pathogenesis of adverse outcomes
[reviewed in (Martin et al., 2011)]. Similar to any disorder, there is
a spectrum of severity; infants with the most severe apnea (longer
duration and greater magnitude of hypoxemia) have the greatest
morbidity and cost of care. Furthermore, infants with the most
This paper is part of a special issue entitled “Development of the Carotid Body”,
guest-edited by John L. Carroll, David F. Donnelly and Aida Bairam.
∗
Corresponding author at: Johns Hopkins Hospital, Neonatology Research Labo-
ratories, CMSC 6-104, 600 N, Wolfe Street, Baltimore, MD 21287-3200, USA.
Tel.: +1 410 614 7232.
E-mail address: egauda@jhmi.edu (E.B. Gauda).
severe apnea often have worse lung disease with reduced func-
tional residual capacity (Tourneux et al., 2008), which contributes
to rapidly developing hypoxemia during apnea. Paradoxically, the
frequency and severity of apnea of prematurity often progressively
increases during the first weeks of life when the infant’s lung
disease is improving. Moreover, apnea can occur in infants with
minimal to no lung disease (Martin et al., 2011).
Several factors can worsen apnea; a major one is acute infec-
tion, which markedly increases the frequency and severity of
apnea. Inflammatory mediators affect both peripheral and central
structures that control breathing; the sum of which is respiratory
depression in premature infants and neonatal animals (Froen et al.,
2002; Hofstetter et al., 2008). Thus, apnea is often one of the first
presenting symptoms of bacterial or viral infections in premature,
former premature and term infants (Hofstetter et al., 2008; Pickens
et al., 1989; Stock et al., 2010). Oxygen stress and bacterial tox-
ins cause inflammation in key central and peripheral structures
that regulate breathing. We will focus this review on the role of
inflammation/infection in modifying the structure and function of
the carotid body, a small but major organ that dynamically changes
ventilation. Since little has been published on this topic, we will
present preliminary data from our laboratory showing the effect of
lipopolysaccharide (LPS) on alterations in structure and function of
the carotid body in newborn rats. Further, we will compare and con-
trast the “inflammatory response” within the carotid body induced
by infection versus that induced by chronic sustained hypoxia or
CIH on the cellular and integrated hypoxic stimulus-response of the
carotid body during development.
1569-9048/$ – see front matter © 2012 Published by Elsevier B.V.
http://dx.doi.org/10.1016/j.resp.2012.08.005