Evidence of Deep Ultraviolet Amplified Spontaneous
Emission in Electron Beam Pumped AlGaN
Multiple-Quantum-Well-based Structures
A. Yu. Nikiforov, W. Zhang, J. Woodward, J. Yin,
R. Paiella, K. F. Ludwig, Jr., and T. D. Moustakas
Dept. of Electrical and Computer Engineering, Division of
Materials Science and Engineering, Photonics Center
Boston University
Boston, MA, U. S. A.
alnik@bu.edu
L. Zhou and D. J. Smith
Physics Department
Arizona State University
Tempe, AZ, U. S. A.
Abstract—In this paper we report detailed
cathodoluminescence (CL) studies of deep UV emitting AlGaN
multiple quantum wells (MQWs) embedded in AlN cladding
layers to simulate a deep UV laser structure. These structures
were produced by plasma-assisted molecular beam epitaxy
(MBE) on 6H-SiC substrates. The AlGaN QWs were grown
under excess gallium conditions, a growth mode consistent with
liquid phase epitaxy rather than physical vapor phase epitaxy.
This growth mode leads to AlGaN films with compositional
inhomogeneities and thus band structure potential fluctuations.
The degree of such compositional inhomogeneities depends on the
amount of excess gallium and employment of indium as a
surfactant during growth. The structure and microstructure of
these MQWs were investigated by x-ray diffraction and
TEM/STEM. Their optical properties were investigated with
spatially-resolved CL spectroscopy and mapping. E-beam
pumping experiments were performed by irradiating the top
surface and collecting the luminescence from the cleaved edge.
The observed superlinear dependence of the QW CL intensity on
beam current together with linewidth narrowing strongly
suggests light amplification by stimulated emission.
Index Terms—Deep UV emitting AlGaN quantum wells,
molecular beam epitaxy, cathodoluminescence, electron beam
pumping, stimulated emission, deep UV lasers
I. INTRODUCTION
Deep ultraviolet (UV) emitters are likely to find a large
number of applications in air, water, and surface sterilization,
identification of biological and chemical agents, curing,
bioanalytical instrumentation, and free-space non-line-of-sight
communications. Tunability of the energy gap of AlGaN
alloys in the spectral region between 360 nm and 200 nm
makes them ideal candidates for such devices. UV light-
emitting diodes (LEDs) emitting below 300 nm have been
developed on sapphire substrates by a number of groups [1-4].
Performance of LEDs grown on sapphire generally suffers
from high density of threading defects due to the 14% lattice
mismatch between sapphire and AlN. Recently, UV LEDs
with significantly lower concentration of threading defects
have also been demonstrated on AlN substrates [5] which are
available, however, only in small sizes and are prohibitively
expensive. There are a few reports on lasing in AlGaN
multiple quantum well (MQW)-based structures by optical
pumping [6, 7]. There exists also a report on electron beam (e-
beam) pumping of AlGaN MQWs [8].
SiC is a good alternative substrate for the growth of
AlGaN-based structures due to a small (1%) lattice mismatch
to AlN, high thermal conductivity, and ability to form laser
facets by cleaving. In this paper we report the growth of
AlGaN MQWs by molecular beam epitaxy (MBE) on 6H-SiC
substrates with various degrees of compositional
inhomogeneities and provide evidence of stimulated emission
by e-beam pumping.
II. EXPERIMENTAL METHODS
AlGaN samples were grown on the Si-face of (0001) 6H-
SiC substrates by RF plasma-assisted MBE using the
technique described in [9]. Growth of AlGaN alloys on SiC
substrates provides a number of challenges, in particular the
accidental nitridation of the SiC substrate prior to epitaxial
growth and formation of stacking mismatch boundaries at the
step edges due to the polytype difference between 2H-AlGaN
and 6H- or 4H-SiC. The SiC substrates were degreased in
organic solvents followed by dipping them into a heated
H
2
SO
4
:H
2
O
2
(3:1) mix and then into a buffered HF to remove
surface contaminants and oxides. Prior to growth, the
substrates were exposed at high temperature to a gallium flux
followed by desorption to remove residual oxygen through
formation of volatile gallium oxides. Following this step, the
SiC surfaces exhibit a clear √3×√3 R30° reconstruction in the
reflection high-energy electron diffraction (RHEED) pattern
[9]. First, a 500 nm thick AlN film was grown at substrate
temperature of 800 °C, measured with a thermocouple
positioned behind the substrate. Then the substrate
temperature was lowered to 790 °C and 10 AlGaN MQWs
consisting of 1.5 nm wells and 40 nm barriers were deposited.
Two different structures were grown and investigated.
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