J. of Supercritical Fluids 33 (2005) 275–281
Formation of l-poly(lactic acid) microspheres by rapid expansion
of CO
2
saturated polymer suspensions
Kiyoshi Matsuyama
a,∗
, Zhang Donghui
b
, Takashi Urabe
a
, Kenji Mishima
a,b
a
Department of Chemical Engineering, Faculty of Engineering, Fukuoka University, 8-19-1 Nanakuma Jonan-ku, Fukuoka 814-0180, Japan
b
Innovation Plaza Fukuoka, Japan Science and Technology Corporation, 3-8-34 Momochihama, Sawara-ku, Fukuoka 814-0001, Japan
Accepted 2 September 2004
Abstract
l-Poly(lactic acid) (PLA) microspheres were produced by rapid expansion of carbon dioxide (CO
2
) saturated polymer suspensions. The
suspensions of CO
2
saturated polymer solution containing ethanol were sprayed through a nozzle to the atmosphere or into water. In this work,
to control the particle morphology, the gas-saturated polymer suspensions were expanded through the nozzle to water. After spraying solutions
through a nozzle to the atmosphere, polymeric fibers and/or coalesced particles were obtained. On the other hand, polymeric microspheres
were obtained after spraying through a nozzle to water. The obtained particles were smaller than those produced by expansion to atmosphere.
The expansion of polymer suspensions to water impedes particle’s growth and agglomeration. The particles do not tend to agglomerate after
expansion, since the ethanol used as co-solvent on the surface of particles diffuses through the water phase. Furthermore, the interfacial tension
between the polymer droplets and water phase contributes to the microspheres formation. Changing the pre-expansion pressure and injection
distance between the nozzle and water interface, controls the particle size distribution and morphology of microparticles.
© 2004 Elsevier B.V. All rights reserved.
Keywords: Polymeric microspheres; Rapid expansion; Interfacial tension; Poly(lactic acid)
1. Introduction
Recently, supercritical carbon dioxide (CO
2
)-based pro-
duction of microparticles and nanoparticles is attracting much
attention in the pharmaceutical, nutraceutical, cosmetic, and
specialty chemistry industry [1–5]. A considerable number of
studies have been made on the preparation of microparticles
and/or microcapsules of bridgeable polymer for pharmaceu-
tical applications. To obtain the polymer particles, several
techniques have been reported [6]. Current techniques in-
clude spray drying, emulsion, and processes based on the
high shear. However, there are several drawbacks, such as
broad-particles size distribution in these techniques. And the
solvent impurities and surfactants are often toxic and also
degrade medicines within polymer matrix.
∗
Corresponding author. Tel.: +81 92 871 6631x6449;
fax: +81 92 865 6031.
E-mail address: matuyama@cis.fukuoka-u.ac.jp (K. Matsuyama).
Therefore, we have been challenged to develop the for-
mation method polymer microspheres that emits no such
chemicals into our environment and controls the particles
size using the supercritical fluids (SCF), especially CO
2
. Car-
bon dioxide may be utilized as an environmentally benign-
solvent substitute because CO
2
is non-toxic, non-flammable,
and has easily accessible critical conditions, i.e., T
c
= 304 K
and P
c
= 7.37 MPa. Recently, several principles based on the
supercritical CO
2
are used as the formation method of poly-
meric microspheres. Supercritical solutions have been used
in a process called rapid expansion from supercritical solu-
tion (RESS) to produce a variety of powders and fibers [7]. In
RESS, a supercritical fluid solution is expanded through the
nozzle with formation of solid particles. However, RESS of
polymer solutions in CO
2
has been scarcely reported [8–14]
because of the low polymer solubility in supercritical CO
2
.
In general, solubility of high molecular weight of polymer
in CO
2
is very low at a temperature below 80
◦
C [15,16].
CO
2
dissolves only polymers with very low cohesive energy
0896-8446/$ – see front matter © 2004 Elsevier B.V. All rights reserved.
doi:10.1016/j.supflu.2004.09.001