water
Article
Social Ecological Dynamics of Catchment Resilience
W. Neil Adger , Katrina Brown * , Catherine Butler and Tara Quinn
Citation: Adger, W.N.; Brown, K.;
Butler, C.; Quinn, T. Social Ecological
Dynamics of Catchment Resilience.
Water 2021, 13, 349. https://doi.org/
10.3390/w13030349
Academic Editors: Robert L. Wilby,
Harriet Orr and Nigel Watson
Received: 16 December 2020
Accepted: 26 January 2021
Published: 30 January 2021
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4.0/).
Geography, College of Life and Environmental Sciences, University of Exeter, Exeter EX4 4RJ, UK;
n.adger@exeter.ac.uk (W.N.A.); c.butler@exeter.ac.uk (C.B.); t.quinn@exeter.ac.uk (T.Q.)
* Correspondence: katrina.brown@exeter.ac.uk
Abstract: Catchment resilience is the capacity of a combined social ecological system, comprised
of water, land, ecological resources and communities in a river basin, to deal with sudden shocks
and gradual changes, and to adapt and self-organize for progressive change and transform itself
for sustainability. This paper proposes that analysis of catchments as social ecological systems can
provide key insights into how social and ecological dynamics interact and how some of the negative
consequences of unsustainable resource use or environmental degradation can be ameliorated. This
requires recognition of the potential for community resilience as a core element of catchment resilience,
and moves beyond more structural approaches to emphasize social dynamics. The proposals are
based on a review of social ecological systems research, on methods for analyzing community
resilience, and a review of social science and action research that suggest ways of generating resilience
through community engagement. These methods and approaches maximize insights into the social
dynamics of catchments as complex adaptive systems to inform science and practice.
Keywords: community resilience; social ecological systems; institutional fit; governance; social pro-
cesses
1. Introduction
Catchment resilience is the dynamic capacity of interacting social and ecological
elements of an area bounded by a river basin to cope with disruptions and shocks, and
to adapt to and change in new circumstances. The extent of catchment resilience and
the processes through which it is generated have been extensively researched, giving the
concept meaning and making it observable and measurable. Social analysis of catchment
resilience emphasizes process and action, rather than assets or competences, and the
metrics to assess catchment resilience are diverse. However, catchment resilience is not
only empirically observed, it is also a normative concept – a goal to be desired and enacted,
assuming that resilience is universally and always a desirable trait of a system.
This paper conceptualizes catchment resilience as a characteristic of a complex dy-
namic social ecological system. We review insights from studies and research that examine
catchments as social ecological systems; they characterize catchments as involving inter-
actions between human society and the environment. This view emphasizes how rivers,
land use, settlements, hazards and institutions interact to produce systems in stable and
less stable states. While the original objective of social ecological systems analysis was
descriptive, subsequent work aimed to present a more analytical framework, which could
also be used for comparative analysis. Anderies, Janssen, and Ostrom [1], for example,
developed a simple model to analyze the robustness of social ecological systems which
aims to identify the key interactions within systems, recognizing both the designed and
self-organized components of a social ecological system and how they interact. Ostrom [2]
sets out a generic framework that can be applied and refined by scholars to clarify the
structure of a social ecological system to understand how any particular solution might
affect management outcomes and sustainability, applied to diverse governance systems
and contexts.
Water 2021, 13, 349. https://doi.org/10.3390/w13030349 https://www.mdpi.com/journal/water