The Mechanisms of Policy Diffusion
Charles R. Shipan
*
Department of Political Science
University of Michigan
Craig Volden
Department of Political Science
The Ohio State University
Forthcoming, American Journal of Political Science
May 8, 2008
Abstract
Local policy adoptions provide an excellent opportunity to test among
potential mechanisms of policy diffusion. By examining three types of
antismoking policy choices by the 675 largest U.S. cities between 1975
and 2000, we uncover robust patterns of policy diffusion, yielding three
key findings. First, we distinguish among and find evidence for four
mechanisms of policy diffusion: learning from earlier adopters, economic
competition among proximate cities, imitation of larger cities, and
coercion by state governments. Second, we find a temporal component to
these effects, with imitation being a more short-lived diffusion process
than the others. Third, we show that these mechanisms are conditional,
with larger cities being better able to learn from others, less fearful of
economic spillovers, and less likely to rely on imitation.
*
The authors would like to thank Jacob Nelson, Ken Moffett, Tracy Finlayson, and Chad
Diefenderfer for valuable research assistance; Ted Brader, Fred Boehmke, Rob Franzese, and
Kurt Weyland for useful discussions and suggestions; and seminar participants at University of
Arizona, Florida State University, Keio University, University of Illinois, University of
Michigan, New York University, The Ohio State University, Pennsylvania State University,
Stanford University, and the Midwest Political Science Association meetings for helpful
comments. We also thank the Robert Wood Johnson Foundation for financial support, and Jamie
Chriqui for providing us with the updated version of the National Cancer Institute’s State Cancer
Legislative Database. Local tobacco control ordinance data was provided by the American
Nonsmokers’ Rights Foundation Local Tobacco Control Ordinance Database
©
and data on city
level demographics was obtained from the Taubman Center for State and Local Government.