Mathematics and Statistics 9(5): 697-710, 2021 http://www.hrpub.org
DOI: 10.13189/ms.2021.090509
Choice of Strata Boundaries for Allocation Proportional
to Stratum Cluster Totals in Stratified Cluster Sampling
Bhuwaneshwar Kumar Gupt
1,*
, F. Lalthlamuanpuii
1
, Md. Irphan Ahamed
2
1
Department of Statistics, North-Eastern Hill University, Shillong, 793022, India
2
Department of Mathematics, Umshyrpi College, Shillong, 793004, India
Received June 11, 2021; Revised July 30, 2021; Accepted August 22, 2021
Cite This Paper in the following Citation Styles
(a): [1] Bhuwaneshwar Kumar Gupt, F. Lalthlamuanpuii, Md. Irphan Ahamed , "Choice of Strata Boundaries for
Allocation Proportional to Stratum Cluster Totals in Stratified Cluster Sampling," Mathematics and Statistics, Vol. 9,
No. 5, pp. 697 - 710, 2021. DOI: 10.13189/ms.2021.090509.
(b): Bhuwaneshwar Kumar Gupt, F. Lalthlamuanpuii, Md. Irphan Ahamed (2021). Choice of Strata Boundaries for
Allocation Proportional to Stratum Cluster Totals in Stratified Cluster Sampling. Mathematics and Statistics, 9(5), 697 -
710. DOI: 10.13189/ms.2021.090509.
Copyright©2021 by authors, all rights reserved. Authors agree that this article remains permanently open access under
the terms of the Creative Commons Attribution License 4.0 International License
Abstract In survey planning, sometimes, there arises
situation to use cluster sampling because of nature of
spatial relationship between elements of population or
physical feature of land over which elements are dispersed
or unavailability of reliable list of elements. At the same
time, there requires technique and strategy for ensuring
precision of the sample in representing the parent
population. Although several theoretical cum practical
works have been done in cluster sampling, stratified
sampling and stratified cluster sampling, so far, the
problem of stratified cluster sampling for a study variable
based on an auxiliary variable, which is required in practice,
has never been approached. For the first time, this paper
deals with the problem of optimum stratification of
population of clusters in cluster sampling with clusters of
equal size of a characteristic under study based on
highly correlated concomitant variable for allocation
proportional to stratum cluster totals under a super
population model. Equations giving optimum strata
boundaries (OSB) for dividing population, in which
sampling unit of the population is a cluster, are obtained by
minimising sampling variance of the estimator of
population mean. As the equations are implicit in nature, a
few methods of finding approximately optimum strata
boundaries (AOSB) are deduced from the equations giving
OSB. In deriving the equations, mathematical tools of
calculus and algebra are used in addition to statistical
methods of finding conditional expectation of variance. All
the proposed methods of stratification are empirically
examined by illustrating in live data, population of villages
in Lunglei and Serchhip districts of Mizoram State, India,
and found to perform efficiently in stratifying the
population. The proposed methods may provide practically
feasible solution in planning socio-economic survey.
Keywords Allocation, Gamma Probability Density
Function, Cluster Size, Optimum Strata Boundaries,
Stratified Cluster Sampling, Stratification Variable
1. Introduction
In stratified sampling, a heterogeneous population is
divided into a number of groups called strata which are
within strata homogeneous and sample is selected from
strata using suitable sample selection method; the method
is used for administrative convenience and enhancing the
precision of representation of the sample for the parent
population. On the other hand, when the availability of
reliable list of elements (units) of population is difficult or
the elements are spatially dispersed in such a way that
there requires lots of energy, time and cost while
surveying the elements selected by simple random
sampling, cluster sampling or area sampling is employed
by grouping the contiguous elements or elements, which
can be conveniently surveyed together without much extra
effort, into clusters; then, the clusters are taken as