Review Article
HPMC AS CAPSULE SHELL MATERIAL: PHYSICOCHEMICAL, PHARMACEUTICAL AND
BIOPHARMACEUTICAL PROPERTIES
SUTAPA BISWAS MAJEE
*
, DHRUTI AVLANI, GOPA ROY BISWAS
Division of Pharmaceutics, NSHM Knowledge Campus, Kolkata-Group of Institutions 124 B L Saha Road, Kolkata 700053 West Bengal, India
Email: sutapabiswas2001@yahoo.co.in
Received: 14 Jun 2017 Revised and Accepted: 31 Aug 2017
ABSTRACT
The most common instability problem of gelatin capsules arises from negative impact of extremes of temperature and especially atmospheric
relative humidity on the mechanical integrity of the capsule shells with adverse effect extended even to the fill material. Moreover, choice of fill
materials is highly restricted either due to their specific chemical structure, physical state or hygroscopicity. Additional reports of unpredictable
disintegration and dissolution of filled hard gelatin capsules in experimental studies have prompted the search for a better alternative capsule shell
material. The present review aims to provide an overview on the physicochemical, pharmaceutical and biopharmaceutical properties of
hydroxypropyl methylcellulose (HPMC) as capsule shell material and perform comparative evaluation of HPMC and gelatin in terms of in vitro/in
vivo performance and storage stability. HPMC capsule provides a highly flexible and widely acceptable platform capable of solving numerous
challenges currently facing the pharmaceutical and nutraceutical industries and expands the possibilities for selection of different types of fill
materials. The current topic introduces a new section on influence of various factors on in vitro dissolution of HPMC capsules. Delayed in vitro
disintegration/dissolution of HPMC capsules in aqueous medium does not produce any negative effect in vivo. However, advancements in the
processes of production and filling of HPMC capsule shells and detailed studies on effects of various parameters on their in vitro/in vivo dissolution
would establish their supremacy over hard gelatin capsules in future.
Keywords: Gelatin, HPMC, Formaldehyde challenge test, In vitro dissolution, Stability study
© 2017 The Authors. Published by Innovare Academic Sciences Pvt Ltd. This is an open access article under the CC BY license (http://creativecommons.org/licenses/by/4.0/)
DOI: http://dx.doi.org/10.22159/ijpps.2017v9i10.20707
INTRODUCTION
Capsule, a versatile unit solid dosage form for oral administration is
designed to enclose solid, liquid or semi-solid mixture of active
pharmaceutical ingredient (API) and suitable excipients in hard
gelatin shells or in soft shells of gelatin [1]. Capsule-based time
controlled pulsatile drug delivery system has been designed and has
ushered a new era in chronotherapeutics for synchronisation of drug
delivery in management of diseases with circadian rhythm [2].
Capsules are capable of providing protection to encapsulated drug
from deterioration induced by atmospheric oxygen, light, moisture
etc. owing to the barrier effects of shell [3].
Gelatin is the most widely used capsule shell material because of its
non-toxicity, solubility in biological fluids at body temperature,
ability to undergo thermal gelation and form a strong, flexible and
homogeneous film [4]. Gelatin is widely used for stabilisation of
pharmaceutical suspensions and also in design of novel drug
delivery systems such as wafers [5, 6]. However, few inherent
characteristics of gelatin responsible for compromised in vitro
stability of capsule and somewhat unpredictable disintegration and
dissolution in experimental studies have given rise to the need for a
better alternative for capsule shell material. Problems associated
with selection and performance of gelatin are mentioned below.
Cross linking
Since, gelatin is a naturally occurring protein, it is susceptible to
hydrolysis producing amino acids. Therefore, it can be reactive
towards molecules of varying chemical structures mainly aldehydes or
any formulation component possessing aldehydic functional group,
reducing sugars, metal ions, plasticizers and preservatives. The
amphoteric nature of gelatin may lead to incompatibility with anionic
and cationic polymeric excipients as well as surfactants [7, 8]. Some of
the commonly used excipients in preparation of various dosage forms
such as fats, polyethylene glycol and its ethers, aliphatic alcohols or
phenols, polysorbates and esters of unsaturated fatty acids can
undergo auto-oxidation to form aldehydes. The aldehydic end–
products of degradation can cross-link with gelatin resulting in
excipient-excipient interaction, formation of insoluble skin or pellicle
on the gelatin shell and ultimately retarded dissolution [9]. A well
known example of excipient-induced cross-linking of gelatin is that
due to formaldehyde produced as a result of the decomposition of
lactose. Environmental factors such as high humidity, high
temperature and UV light can also induce cross-linking reactions [8].
Moisture content and stability problem
Water (13%w/w to 16%w/w) in the gelatin film acts as a plasticiser
and enables the formation of a tough but flexible film. Change in
relative humidity of the environment may either lead to brittle or
soggy shells with sometimes a negative impact on the fill material [3,
4, 9, 10]. Sensitivity of gelatin to extremes of humidity is the major
area of concern for use of capsules in too humid/dry climates.
Temperature-dependent disintegration/dissolution
Temperature is a key parameter that should be strictly controlled
during disintegration and dissolution testing of capsules. Problem
arises when temperature falls below 37 °C, since gelatin solubility
decreases. At temperature below 30 °C, the capsule shells are
insoluble and simply absorb water, swell and distort. Because of this,
compendia and Pharmacopoeia of different countries have set a limit
of 37 °C±1 °C for carrying out these tests on capsules [3, 11].
Religious perspective
The animal source of gelatin is an area of concern for some sections
of population such as vegetarians or vegans and people belonging to
certain religious or ethnic groups who practice diets that forbid the
use of animal products [12].
Special manufacturing conditions
Liquid and semi solid filling cannot be done in hard gelatin capsules.
Although, soft gelatin capsules provide a better alternative for such
fill materials, special manufacturing conditions and stringent
environmental control of temperature and humidity are required for
their production. During the process of capsulation, the temperature
and humidity of the air are maintained at 57-59 °F and 20% RH.
International Journal of Pharmacy and Pharmaceutical Sciences
ISSN- 0975-1491 Vol 9, Issue 10, 2017