Formaldehyde replacement with glyoxylic acid in semipermanent
hair straightening: a new and multidisciplinary investigation
C. Boga*, P. Taddei
†
, G. Micheletti*, F. Ascari*, B. Ballarin*, M. Morigi
‡
and S. Galli
‡
*Department of Industrial Chemistry “Toso Montanari”, Alma Mater Studiorum- University of Bologna, Viale del Risorgimento 4, 40136, Bologna,
Italy,
†
Department of Biomedical and Neuromotor Sciences, Alma Mater Studiorum-University of Bologna, Via Belmeloro, 8/2, 40126, Bologna, Italy
and
‡
Ilios srl, Via L. Basso 170, 47522, Cesena, Italy
Received 11 April 2014, Accepted 08 June 2014
Keywords: chemical synthesis, glyoxylic acid, hair treatment, keratin, spectroscopy, straightening
Synopsis
OBJECTIVE: Formaldehyde is an effective and popular semiperma-
nent hair straightener, but the severe consequences for human
health due to its toxicity have prompted the search for safer
alternatives. Different carbonyl compounds, including glyoxylic
acid, have recently been proposed as promising candidates. Despite
the interest in this topic, there is a lack of information about the
interactions between hair keratin and straightener agents. This
study addresses this issue to gain new insights useful in the devel-
opment of new products for safe, semipermanent hair deformation.
METHODS: The possible reactions occurring between carbonyl
groups and nucleophilic sites on amino acid residues belonging to
the keratin were investigated using as model compounds some
aldehydes and amino acid derivatives. Raman and IR analyses on
yak hair subjected to the straightening treatment with glyoxylic
acid in different conditions were carried out. Scanning electron
microscope (SEM) analyses were carried out on yak and curly
human hair after each step of the straightening procedure.
RESULTS: The reactions between aldehydes and N-a-acetyl-L-
lysine revealed the importance of the carbonyl electrophilicity and
temperature to form imines. Raman and IR analyses on yak hair
subjected to the straightening treatment evidenced rearrangements
in the secondary structure distribution, conformational changes to
the disulphide bridges, a decrease of the serine residues and forma-
tion of imines. It was also indicated that straightening produced
major conformational rearrangements within the hair fibre rather
than on the cuticle.
CONCLUSION: This investigation revealed the role played by the
electrophilicity of the carbonyl on the straightener agent and of the
temperature, closely related to the dehydration process. Raman and
IR studies indicated the involvement of imine bonds and the occur-
rence of a sequence of conformational modifications during the
straightening procedure. SEM analyses showed the effectiveness of
the treatment at the cuticular level.
R esum e
OBJECTIF: Le formald ehyde est un agent d efrisant semi-permanent
pour cheveux efficace et populaire, d efriser mais les graves con-
s equences de son utilisation sur la sant e de l’homme dues a sa toxi-
cit e ont stimul e la recherche pour de plus s^ ures alternatives.
Diff erent compos es carbonyl es, y compris l’acide glyoxylique, ont
et e r ecemment propos e comme candidats prometteurs. Malgr e
l’int er^ et pour ce sujet, il y a un manque d’information sur les inter-
actions entre la k eratine des cheveux et les agents defrisant. Cette
etude aborde cette question dans le but d’acqu erir de nouvelles
connaissances utiles a l’ elaboration de produits plus s^ urs qui seront
utilis ees pour obtenir la d eformation semi-permanente des cheveux.
M
ETHODES: Les possible r eactions entre les groupes carbonyles et
les sites nucl eophiles des r esidus d’acides amin es appartenant a la
k eratine ont et e etudi ees en utilisant pour mod eles des ald ehydes et
des d eriv es d’acides amin es. Des analyses Raman et IR sur des poils
de yack soumis au traitement de d efrisage avec l’acide glyoxylique
dans diff erentes conditions ont et e r ealis ees. Des analyses par
microscope electronique a balayage (SEM) ont et e effectu ees sur des
poils de yak et des cheveux boucl es humains apr es chaque etape de
la proc edure de d efrisage.
R
ESULTATS: Les r eactions entre des ald ehydes et des N-a-ac etyl-
lysine ont r ev el e l’importance de l’ electrophilicit e du carbonyl et de
la temp erature pour former des imines. Les analyses Raman et IR
sur les poils de yak soumis a un traitement de d efrisage ont mis en
evidence des r earrangements dans la distribution de la structure
secondaire, des changements conformationnels de ponts disulfures,
une diminution des r esidus de serine et la formation d’imines. Il a
egalement et e indiqu e que le d efrisage produit des r earrangements
conformationnels majeurs au sein de la fibre capillaire plut^ ot que
sur la cuticule.
CONCLUSION: Cette etude a r ev el e le r^ ole jou e par l’ electrophilic-
it e du groupe carbonyle sur l’agent d efrisant et par la temp erature,
etroitement li e au processus de d eshydratation.
Etudes Raman et IR
ont indiqu e l’implication des liaisons imines et la presence d’une
s equence de les modifications conformationelles au cours de la
proc edure de d efrisage. Les analyses SEM ont montr e l’efficacit e du
traitement au niveau de la cuticule.
Introduction
Since the first decade of the last century, the permanent deformation
of human hair has been achieved with the use of chemical agents.
In fact, due to the elastic properties of hair [1], when both waving
and straightening are obtained by thermal treatment, only a tempo-
rary deformation that lasts only until the next wash is obtained [2],
Correspondence: Carla Boga, Department of Industrial Chemistry “Toso
Montanari”, Alma Mater Studiorum- University of Bologna, Viale del
Risorgimento 4, 40136 Bologna, Italy. Tel.: +39-51-209-3616; fax:
+39-51-2093654; e-mail: carla.boga@unibo.it
© 2014 Society of Cosmetic Scientists and the Soci et e Franc ßaise de Cosm etologie 1
International Journal of Cosmetic Science, 2014, 1–12 doi: 10.1111/ics.12148