Universal Journal of Accounting and Finance 1(1): 19-28, 2013 http://www.hrpub.org
DOI: 10.13189/ujaf.2013.010103
How Does Asset Structure Correlate with Capital
Structure? – Cross-Industry and Cross-Size Analysis of
the EU Countries
Julia Koralun-Bereźnicka
Faculty of Management, University of Gdańsk, Poland
*Corresponding Author: jkb@wzr.ug.edu.pl
Copyright © 2013 Horizon Research Publishing All rights reserved.
Abstract Assets structure has been widely reported by
corporate finance literature to significantly affect financial
structure of firms. However, according to the capital
structure theories and empirical research in the field, the
direction of the relationship between assets tangibility and
capital structure is not obvious. This study aims at verifying
the significance and the direction of the way assets structure
correlates with capital structure on a large sample of private
firms across 9 EU countries. The correlation between several
assets structure ratios and capital structure ratios is examined
across countries, industries and size groups of firms in order
to find out how the country-specific factors, the
industry-specific factors and the factors related to firm size
influence this relationship in the period 2000-2010. The data
is provided by the BACH-ESD database published by the
European Commission. Findings provide evidence that the
firm size has relatively the weakest impact on the way assets
structure correlate with capital structure. However, both the
direction and the significance of the relationship are
considerably influenced by country and industry specificity.
Keywords Capital Structure, Assets Structure,
Tangibility, European Union, Country Factor, Industry
Factor, Size Effect
1. Introduction
Corporate finance literature abounds in both theoretical
and empirical research on capital structure determinants.
Most of the hitherto analyses aim at examining the
significance of factors believed to have impact on corporate
financial decisions and thus at verifying certain capital
structure theories. The approach adopted in this study is
different in several ways. First, it only focuses on a single
capital structure determinant, i.e. the asset structure, instead
of examining a series of factors. Second, the significance of
this factor is verified on a sample of private firms, unlike the
majority of studies which use mainly public company data.
Finally, the correlation between asset and capital structure is
compared across countries, industries and size groups, which
to the author’s knowledge, is the first attempt of this kind of
in-depth analysis.
The aim of the study is to verify the significance and
identify the direction of the way assets structure correlate
with capital structure depending on the country, industry and
the firm size. In order to achieve this goal, the correlation
between several assets structure ratios and capital structure
ratios is examined for the whole data set, as well as in the
three cross-sections: across individual countries, industries
and size groups. It is supposed to reveal how the
country-specific factors, the industry-specific factors and the
factors related to firm size influence the relationship in
question. Presumably, the asset-capital structure relationship
may be susceptible to country specificity, industrial
specificity, as well as firm specificity related to its size,
which constitutes the hypothesis of the study. The main
research questions therefore may be formulated as follows:
How does asset structure correlate with capital structure?
Does this relationship vary depending on the country,
industry and firm size?
The analysis covers a sample of private firms across 9 EU
countries, 13 industries and 3 size groups in the period
2000-2010.
2. Review of Literature
Corporate financial choices are affected by a number of
factors. One of the more general classifications of these
variables is based on the criterion of the economic character
of factors, and therefore distinguishes the micro- and
macro-economic determinants [1]. The asset structure
(tangibility), which has been widely evidenced to
significantly affect capital structure, belongs to the first
group, and is one of the most frequently cited factors [2-5].
According to the financial literature, the asset structure
plays an important role in determining the capital structure
[6], although there is no consensus among authors on the
direction of the relationship.
Harris and Raviv [7] argue that the larger share of tangible
assets increases the liquidation value of a company. This is
due to the fact that tangible assets constitute collateral for the
debt as they have higher value than the intangible assets in