water
Article
Global Sensitivity Analysis of Groundwater Related Dike
Stability under Extreme Loading Conditions
Teun van Woerkom
1,
* , Rens van Beek
1
, Hans Middelkoop
1
and Marc F. P. Bierkens
1,2
Citation: van Woerkom, T.; van Beek,
R.; Middelkoop, H.; Bierkens, M.F.P.
Global Sensitivity Analysis of
Groundwater Related Dike Stability
under Extreme Loading Conditions.
Water 2021, 13, 3041. https://doi.
org/10.3390/w13213041
Academic Editor: Renato Morbidelli
Received: 21 September 2021
Accepted: 26 October 2021
Published: 1 November 2021
Publisher’s Note: MDPI stays neutral
with regard to jurisdictional claims in
published maps and institutional affil-
iations.
Copyright: © 2021 by the authors.
Licensee MDPI, Basel, Switzerland.
This article is an open access article
distributed under the terms and
conditions of the Creative Commons
Attribution (CC BY) license (https://
creativecommons.org/licenses/by/
4.0/).
1
Department of Physical Geography, Faculty of Geosciences, University of Utrecht, P.O. Box 80115,
3508 TC Utrecht, The Netherlands; R.vanBeek@uu.nl (R.v.B.); H.middelkoop@uu.nl (H.M.);
m.f.p.bierkens@uu.nl (M.F.P.B.)
2
Unit Soil and Groundwater Systems, Deltares, P.O. Box 85467, 3508 AL Utrecht, The Netherlands
* Correspondence: t.a.a.vanwoerkom@uu.nl
Abstract: With up to 15% of the world’s population being protected by dikes from flooding, climate-
change-induced river levels may dramatically increase the flood risk of these societies. Reliable
assessments of dike stability will become increasingly important, but groundwater flow through
dikes is often oversimplified due to limited understanding of the important process parameters. To
improve the understanding of these parameters, we performed a global sensitivity analysis on a com-
prehensive hydro-stability model. The sensitivity analysis encompassed fifteen parameters related to
geometry, drainage conditions and material properties. The following three sensitivity settings were
selected to characterize model behavior: parameter prioritization, trend identification and interaction
qualification. The first two showed that dike stability is mostly dependent on the dike slope, followed
by the type of subsurface material. Interaction quantification indicated a very prominent interaction
between the dike and subsurface material, as it influences both groundwater conditions and dike
stability directly. Despite our relatively simple model setup, a database containing the results of the
extensive Monte Carlo analysis succeeded in finding most of the unsafe sections identified by the
official inspection results. This supports the applicability of our results and demonstrates that both
geometry and subsurface parameters affect the groundwater conditions and dike stability.
Keywords: groundwater; flood defenses; sensitivity analysis; dike stability; flood safety
1. Introduction
Over 45 major flood events occurred in Europe between 1950 and 2005 that each
resulted in more than 70 fatalities or a collected economic damage of EUR 7.6 × 10
10
[1].
As a result, many flood prone areas have an extensive network of artificially elevated
levees or dikes, which, along Europe’s major rivers, add up to a length of approximately
60,000 km [2]. To ensure the safety of people living behind dikes, continuous maintenance
and reinforcements are needed to warrant the stability of dikes and their proper functioning
during high water events. Climate change, e.g., earlier snow melt or an increase in extreme
precipitation events in the upstream drainage area [3], poses a new threat that may increase
the risk of a society to flooding [4]. To maintain safety levels under changing climatic
conditions, major investments are needed for dike maintenance and reinforcement, of
which the costs for the latter are in the order of EUR 1–20 million per kilometer [1].
Improved knowledge of the processes during and following a high-water event that can
result in dike failure is crucial for more cost-effective dike reinforcements, which may
reduce the total expenditures on dike reinforcements substantially and can support more
societally acceptable flood defense measures [5].
Many dike failure mechanisms are related to local groundwater conditions and pore
pressures in the dike body. In response to elevated river stages, changing groundwater
conditions may increase the pore pressure and, thus, reduce the effective normal strength,
while, at the same time, the lateral load of river water pushing against the dike is increased.
Water 2021, 13, 3041. https://doi.org/10.3390/w13213041 https://www.mdpi.com/journal/water