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The Islamic fnancial industry is subject to prudential requirements
which are similar to those of commercial banks. The regulatory regime
governing Islamic banking and fnancial institutions varies across coun-
tries. International organizations such as Accounting and Auditing
Organization for Islamic Financial Institutions (AAOIFI) and the Islamic
Financial Services Board (IFSB) have been established to set standards to
strengthen and eventually harmonize prudential regulations as they apply
to Islamic Financial Institutions (IFIs).
16.1 RATIONALE BEHIND PRUDENTIAL REGULATION
Prudential regulation as an appropriate legal framework for fnan-
cial operations is a signifcant contributor to preventing or minimizing
fnancial sector problems. Evidence shows that the absence of prudential
regulations in some key areas can lead to bank failures and systemic insta-
bility. In establishing sound, clear and easily monitored rules for fnancial
activities, prudential regulation encourages management to run institu-
tions better and facilitate the work of supervisors.
The fact is that the various IFIs and intermediaries operate completely
outside prudential regulations. Some countries have one single general
banking law covering all regulations, but in many countries, the opera-
tional issues are left to statutory notes, circulars or even simply the rou-
tine decisions of supervisory institutions. Various other laws can also
CHAPTER 16
Gaining Strength: Prudential
Regulations in Islamic Banking
© The Author(s) 2018
A. Hassan and S. Mollah, Islamic Finance,
https://doi.org/10.1007/978-3-319-91295-0_16