OSAS in children: Correlation between endoscopic and
polysomnographic findings
FABIANA C. P. VALERA, MD, MELISSA A. G. AVELINO, MD, MÁRCIA B. PETTERMANN, MD, REGINALDO FUJITA, MD,
SHIRLEY S. N. PIGNATARI, MD, GUSTAVO A. MOREIRA, MD, MÁRCIA L. PRADELLA-HALLINAN, MD, SÉRGIO TUFIK, MD, and
LUC L. M. WECKX, MD, São Paulo, Brazil
OBJECTIVES: To correlate polysomnographic find-
ings with clinical history of apnea, the degree of
obstruction caused by tonsillar hypertrophy, and to
age group.
STUDY DESIGN AND SETTING: 267 children with a
clinical diagnosis of obstructive sleep apnea
(OSAS) were evaluated. Patients were divided into
preschool- and school-age categories, and subdi-
vided in 3 additional groups, according to tonsillar
hypertrophy. Polysomnographic findings were
compared within groups.
RESULTS: 34% of children had history of OSAS and
normal polysomnographic findings. Tonsillar hyper-
trophy was correlated to more severe apnea
among preschool-age children, but not among
school-age children. Among children with tonsillar
hypertrophy, more severe apnea was observed in
preschool-age children than in school-age chil-
dren.
CONCLUSIONS: There is little correlation between
polysomnographic and clinical findings in children
with OSAS.
SIGNIFICANCE: Adenotonsillar hypertrophy leads to
more severe polysomnographic patterns in pre-
school-age children. More severe apnea is ob-
served in younger children with adenotonsillar hy-
pertrophy than in older ones. (Otolaryngol Head
Neck Surg 2005;132:268-72.)
H ypertrophy of the adenoids and/or tonsils is consid-
ered to be the most important risk factor for the devel-
opment of obstructive sleep apnea (OSAS) in children,
particularly between 2 and 6 years of age.
1
During this
time period, enlargement of the adenoid and tonsil
frequently narrows the nasopharynx and oropharynx
leading to a partial or total obstruction of the upper
airway.
Snoring is the most frequent complaint by parents
seeking medical evaluation for children with OSAS.
2,3
However, there are other symptoms related to apneas
that are occasionally encountered, which need to be
specifically elicited. These symptoms include night
sweats, night gasps, nocturnal enuresis, irritability, hy-
peractivity, behavioral problems, diminished attentive-
ness at school, and morning headache.
3,4
Daytime
sleepiness is not a common complaint among young
children with OSAS because their sleeps are not as
fragmented as those of adults with OSAS.
3,5
According to Lipton,
6
8% to 27% of children snore
but only 2% of them have OSAS; the majority of these
children have normal breathing patterns during the day-
time,
2
which makes the diagnosis more difficult to
establish. The great majority of children who have
OSAS snore, even though most children who snore do
not have OSAS. It is important to stress that some
infants with significant OSAS may not exhibit snoring.
2
OSAS in children is characterized mostly by partial
and persistent obstruction of the upper airway, instead
of total and intermittent obstruction observed in adults.
This obstruction pattern in children is called persistent
hypoventilation, and it compromises their breathing
pattern during sleep. Contrary to what is observed in
adults, long-lasting partial obstruction in children can
be as detrimental to respiration as intermittent total
obstruction. Moreover, because children have dimin-
ished functional residual capacity when compared to
adults, they present more severe symptoms in response
to less aggressive forms of apnea.
1,5
Apnea, hypopnea, and snoring occur as a conse-
quence of a narrowed airway, which causes an in-
creased respiratory effort. During sleep, particularly in
the rapid eye movement (REM) phase, as body mus-
culature relaxes, OSAS becomes accentuated, eliciting
the symptoms mentioned above. Moreover, in a small
proportion of children, more severe clinical sequelae
From the Division of Pediatric Otorhinolaryngology, Federal University of
São Paulo (Drs Valera, Avelino, Pettermann, Fujita, Pignatari, and
Weckx); the Division of Otorhinolaryngology, School of Medicine of
Ribeirão Preto, University of São Paulo (Dr Valera); and the Division of
Polysonmography, Federal University of São Paulo (Drs Moreira,
Pradella-Hallinan, and Tufik), São Paulo, Brazil.
Presented at the Annual Meeting of the American Academy of Otolaryngolo-
gy–Head and Neck Surgery, San Diego, CA, September 22-25, 2003 and
received the Foundation Award.
Reprint requests: Fabiana C. P. Valera, Divisão de Otorrinolaringologia
Pediátrica, Universidade Federal de São Paulo, Rua dos Otonis, 674 Vila
Clementino, São Paulo SP Brazil; e-mail, facpvalera@uol.com.br.
0194-5998/$30.00
Copyright © 2005 by the American Academy of Otolaryngology–Head and
Neck Surgery Foundation, Inc.
doi:10.1016/j.otohns.2004.09.033
268