70 International Journal of Sustainable Economies Management, 2(2), 70-100, April-June 2013
Copyright © 2013, IGI Global. Copying or distributing in print or electronic forms without written permission of IGI Global is prohibited.
ABSTRACT
Material weaknesses in the internal control system of a company create more opportunities for managers
to engage in opportunistic earnings management. In this study the authors investigate the relation between
earnings management and disclosed material weaknesses in the internal controls, both under SOX 302 and
SOX 404, and examine whether audit quality, measured as being audited by a Big Four auditor, has an effect
on that relation. The results suggest that material weakness frms have more absolute discretionary accruals
and greater income-decreasing discretionary accruals. So evidence is provided that material weakness frms
engage in more earnings management, however not in opportunistic income-increasing earnings management.
When audit quality is high, measured as being audited by a Big Four auditor, the disclosed material weak-
nesses are lower just as total and absolute discretionary accruals are. It is also interesting in our fndings that
when material weakness frms are audited by a Big Four auditor a positive relationship seems to exist with
discretionary accruals, suggesting that when a frm is audited by a Big Four auditor, material weaknesses in
the internal controls will lead to opportunistic earnings management.
Does Audit Quality Infuence
the Relation between
Earnings Management and
Internal Control Weakness
in the Post –SOX Period
Judith van Ravenstein, PricewaterHouseCoopers, Amsterdam, Netherlands
Georgios Georgakopoulos, Department of Financial Accounting, University of Amsterdam,
Amsterdam, Netherlands
Petros Kalantonis, Department of Financial Accounting, Technological Education Institute
(TEI) of Piraeus, Athens, Greece
Panagiotis Kaldis, Department of Applied Economics and Marketing, Technological
Education Institute of Athens, Athens, Greece
Keywords: Audit Quality, Big Four Auditor, Discretionary Accruals, Earnings Management, Material
Weakness
DOI: 10.4018/ijsem.2013040105