energies
Article
Archimedes Screw Design: An Analytical Model for Rapid
Estimation of Archimedes Screw Geometry
Arash YoosefDoost * and William David Lubitz
Citation: YoosefDoost, A.;
Lubitz, W.D. Archimedes Screw
Design: An Analytical Model for
Rapid Estimation of Archimedes
Screw Geometry. Energies 2021, 14,
7812. https://doi.org/10.3390/
en14227812
Academic Editors: Tomasz Wegiel
and Dariusz Borkowski
Received: 29 October 2021
Accepted: 12 November 2021
Published: 22 November 2021
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Attribution (CC BY) license (https://
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4.0/).
School of Engineering, University of Guelph, 50 Stone Rd E, Guelph, ON N1G 2W1, Canada;
wlubitz@uoguelph.ca
* Correspondence: YoosefDoost@Gmail.com or ArashYD@UoGuelph.ca
Abstract: In designing Archimedes screws, determination of the geometry is among the fundamental
questions that may affect many aspects of the Archimedes screw powerplant. Most plants are run-
of-river and highly depend on local flow duration curves that vary from river to river. An ability
to rapidly produce realistic estimations for the initial design of a site-specific Archimedes screw
plant helps to facilitate and accelerate the optimization of the powerplant design. An analytical
method in the form of a single equation was developed to rapidly and easily estimate the Archimedes
screw geometry for a specific site. This analytical equation was developed based on the accepted,
proved or reported common designs characteristics of Archimedes screws. It was then evaluated by
comparison of equation predictions to existing Archimedes screw hydropower plant installations.
The evaluation results indicate a high correlation and reasonable relative difference. Use of the
equation eliminates or simplifies several design steps and loops and accelerates the development
of initial design estimations of Archimedes screw generators dramatically. Moreover, it helps to
dramatically reduce one of the most significant burdens of small projects: the nonscalable initial
investigation costs and enables rapid estimation of the feasibility of Archimedes screw powerplants
at many potential sites.
Keywords: Archimedes screw design; analytical equation; quick estimation method; Archimedean screw;
generator; turbine; fish safe/friendly; small/micro/pico hydropower plant; run of river powerplant;
low head hydropower
1. Introduction
The Archimedes screw (also known as an Archimedean or hydrodynamic screw) is one
of the earliest hydraulic machines [1]. Using Archimedes screws as water pumps dates back
many centuries. In the modern world, Archimedes screw pumps (ASP) are widely used in
wastewater treatment plants and for dewatering low-lying regions. The Archimedes screw
generator (ASG) is a safer hydropower technology for aquatic life, especially fish [2–9],
that has been in use since the 1990s [10]. The Archimedes screw is a reversible hydraulic
machine, and there are several examples of Archimedes screw installations where the screw
can operate at different times as either pump or generator, depending on needs for power
and watercourse flow [11].
When designing an ASG, estimation of the screw geometry is a fundamental necessity.
The screw geometry affects many aspects of an Archimedes screw powerplant design.
Each site has different specifications and limitations, including head, flow and available lo-
cations for the power plant installation. Most ASG installations are run-of-river, with small
or no reservoirs, and plant performance is directly dependent on the local flow duration
curve which varies from river to river. The lack of active water storage in run-of-river (ROR)
powerplants makes the importance of the temporal distribution of volumetric flow rate
an important design parameter. This means that ASG designs must be highly site-specific,
requiring different designs to account for site-specific characteristics.
Energies 2021, 14, 7812. https://doi.org/10.3390/en14227812 https://www.mdpi.com/journal/energies