34 International Journal of Asian Business and Information Management, 5(4), 34-47, October-December 2014
Copyright © 2014, IGI Global. Copying or distributing in print or electronic forms without written permission of IGI Global is prohibited.
ABSTRACT
Numerous studies have focused on ownership structure and frm performance. In recent years a growing amount
of research has recognized the importance of family-controlled frms (FCFs) where ownership concentrates
on single individual or family. Despite many important insights, however, signifcant gaps in the literature
remain. Studies have produced divergent fndings about the performance of FCFs, leading to calls for further
research. Utilizing 151 and 753 frm-years of FCFs drawn from the Colombo Stock Exchange, Sri Lanka,
and the Tokyo Stock Exchange, Japan, respectively during 2011-2013, this study examines the relationship
between family ownership and frm performance. Regression results show conficting fndings in that family
ownership has a positive relationship with frm performance in Japan whereas a negative relationship is
found in Sri Lanka. In sum, fnding supports that view of the extant studies that family ownership and frm
performance have a curvilinear relationship meaning that ownership concentration beyond a certain point
likely creates entrenchment and consequently negative effects on performance.
Family Ownership and
Firm Performance:
Further Evidence from Sri Lanka and Japan
Pradeep Dharmadasa, Faculty of Management and Finance, University of Colombo,
Colombo, Sri Lanka
Keywords: Agency Theory, Family Ownership Concentration, Family-Controlled Firms, Firm Performance,
Herfndahl Index, Japan, Sri Lanka
1. INTRODUCTION
Family-controlled firms (FCFs) are the old-
est form of business in the world. The study
of FCFs has attracted significant attention in
recent times because of FCFs prevalence in
the global economic and business landscape
(Gomez-Mejia, Haynes, Nunez-Nickel, Ja-
cobson, & Moyano-Fuentes, 2007; Moores
& Mula, 2000; Morck & Yeung, 2004). Their
role in the economy is significant in terms of
employment generation, wealth creation and
industrialisation. Researchers have suggested,
based on conservative estimates, that more than
75% of all businesses in most economies are
family-controlled (Miller, Steier, & Le Breton-
Miller, 2003). According to Carlson, Upton and
Seaman (2006), 60% of all employment, 78% of
all new jobs, more than 50% of GDP and about
65% of all wages paid in the US are from family
businesses. Mishra and McConaugh (1999) re-
ported that a majority of privately owned Indian,
Korean and Canadian firms, and a lion share of
small and medium-sized firms in Germany and
DOI: 10.4018/ijabim.2014100104