The Impact of Audit Committee
Characteristics on the Enhancement of
the Quality of Financial Reporting:
an empirical study in the Spanish
context
Maria Consuelo Pucheta-Martínez* and
Cristina de Fuentes
The purpose of this paper is to analyse the relationship between the likelihood that a company
will receive a qualified audit report (as a measure of the quality of financial information) and
the existence and characteristics of the audit committee (AC). For listed companies that
voluntarily created an AC in the period following the publication in 1998 of the Spanish Code
of Corporate Governance, known as the Olivencia Code, we find that ACs size, the percentage
of independent members in ACs, company size, losses reported in either or both of the
previous two years, receiving the same qualified audit opinion as in the previous year and
ownership concentration affect the likelihood of receiving error or non-compliance qualifica-
tions. However, the existence of an AC and its composition are not factors associated with the
receipt of audit reports containing uncertainties or scope limitations, while losses reported in
either or both of the previous two years and receiving the same qualified opinion as in the
previous year are.
Keywords: Audit committee, audit quality, qualified audit reports, corporate governance,
audit committee effectiveness
1. Introduction
A
s a result of notorious financial scandals
such as WorldCom and Enron in the US
and, on the European scene, the financial crises
at Parmalat in Italy,Ahold in the Netherlands,
and Gescartera and BBVA in Spain, among
others, the reliability of financial reporting
and the audit profession have fallen under a
shadow of suspicion, and the role of the audit
committee in the financial reporting process
has received increased regulatory attention in
recent years.
These events have not left Spain untouched
by international regulatory trends and recom-
mendations aimed at reestablishing users’
trust in financial information. The regulatory
response in the country is based on the
Financial System Reform Act, 2002 (Law 44/22
November 2002), which seeks to achieve
greater transparency and improve the credibil-
ity of financial information by regulating
auditors’ independence and providing for the
mandatory creation of ACs in listed compa-
nies. Hitherto, the AC had been voluntarily
implemented by some corporations following
the recommendations of the Olivencia Code
of Good Governance (hereinafter CGG) pub-
lished in 1998.
The aim of this study is to contribute to the
growing literature on the effectiveness of ACs
in terms of the enhancement of financial
*Address for correspondence:
Universidad Jaume I de
Castellón, Facultad de Ciencias
Jurídicas y Económicas,
Campus del Riu Sec, s/n, 12071
Castellón, Spain. E-mail:
pucheta@cofin.uji.es
1394 CORPORATE GOVERNANCE
Volume 15 Number 6 November 2007
© 2007 The Authors
Journal compilation © 2007 Blackwell Publishing Ltd, 9600 Garsington Road,
Oxford, OX4 2DQ, UK and 350 Main St, Malden, MA, 02148, USA