R
sh
/Q
0
Measurements in Klystron Cavities
Robson K. B. e Silva
Navy Technology Center at Sao Paulo
CTMSP
Av. Prof. Lineu Prestes, 2468
São Paulo, SP, Brazil
rkeller@usp.br
Daniel T.Lopes
Nuclear and Energy Research Institute
IPEN
Av. Prof. Lineu Prestes, 2242
São Paulo, SP, Brazil
danieltl@usp.br
Cláudio C. Motta
University of Sao Paulo
USP
Av. Prof. Lineu Prestes, 2468
São Paulo, SP, Brazil
ccmotta@usp.br
Abstract—This paper presents the experimental results of
0
/
sh
R Q measurements in klystron cavities using the
perturbation technique. The theory involving this technique
results in an expression which depends on the natural frequency
0
f and the perturbed frequency shift f Δ , both measured using
a cylindrical reentrant cavity with offset gap built in the
laboratory. In addition, it is used a cylindrical cavity (pill-box)
to calculate a constant that depends on the geometry of the
perturbed object, as well as analytical expressions to calculate
an integral factor that relates the square of the voltage on axis
and the electric energy originally stored in the small volume of
the perturbed object. The values measured of
0
f , f Δ and
0
/
sh
R Q are, respectively, 2.86 GHz, - 5.27 MHz and 79.8 Ω.
They are also compared with the results simulated by a 3D
eigensolver obtaining a good agreement.
Keywords – Klystron cavity
0
/
sh
R Q , Slater’s perturbation
technique, cylindrical reentrant cavity, perturbed frequency shift.
I. INTRODUCTION
The cavity
0
/
sh
R Q is one of the most important
parameters to be determined in the design of a klystron
amplifier. In this problem the gain of a klystron is
proportional to the cavity shunt resistance
sh
R , while
bandwidth proportional to the cavity
0
1/ Q , so that
0
/
sh
R Q is
a useful figure of merit in describing the effect of the each
cavity on the gain-bandwidth product of overall amplifier.
Therefore, it is relevant when, for example, one of the design
requirements is high product gain-bandwidth. Moreover, since
the
0
/
sh
R Q quantity is independent of cavity losses it is a very
relevant figure of merit. Furthermore, it is dependent on the
geometric shape of the cavity and frequency.
Although there are some electromagnetic field codes
available now to calculate of the cavity
0
/
sh
R Q , the
experimental measurements provide considerable insight on
the role of a cavity and its gap [1]-[3] over the amplifier.
Accordingly to Slater’s perturbation theorem [4], when some
parameters such as the configuration of the boundary, the
material in the volume or the material of the boundary change
slightly, the electromagnetic system is said to be perturbed. If
the solution of an unperturbed problem is known, then the
solution of the perturbed problem, which is slightly different
from the unperturbed one, can be obtained by means of the
principle of the perturbation. There are two possible ways to
do this: the cavity wall perturbation or the conductor
perturbation of the cavity. The first one means to introduce a
small deformation in the wall. The second one means to
introduce a small conductive perturbing object into the cavity.
In this work the latter technique is used, although the
deformation of the wall may also be considered as a
conductive perturbing object stuck on the wall.
Given a cavity at resonance, it is known that average
stored magnetic and electric energies are equals. If a small
perturbation is made by introducing a small conductive object
into the cavity, this changes one type of energy more than the
other, and resonant frequency would then shift by an amount
necessary to equalize the energies again. The perturbation
method assumes that the actual fields of a cavity with a small
shape or material perturbation are not different from those of
the unperturbed cavity. So, if the cavity frequency shift due to
the small object can be measured as well its geometry shape,
the Slater’s perturbation theorem is useful to determine the
cavity figure of merit
0
/
sh
R Q .
This paper is organized as follows. Section II presents the
mathematical formulation of the problem. The description of
the experiment setup and results are shown and discussed in
Section III. Finally, the conclusion is presented in Section IV.
II. MATHEMATICAL FORMULATION
The physical interest problem is constituted of a real
resonant cavity considering small losses where the surface
currents are essentially those associated with the loss-free
field solutions. This cavity is formed by a surface
0
S
inclosing a volume
0
V . It is considered, as an hypothesis, the
volume of the perturbing object as being V Δ and the surface
enclosing the perturbing object as being S Δ . The positive
direction of S Δ is the outward direction of the volume V Δ .
Here, the volume of the perturbed cavity is V and the surface
enclosing it is S . Consider that the positive direction of S
and
0
S is the outward direction of the cavity volume V and
0
V . Besides, it is considered
0
S S S = -Δ and
0
V V V = -Δ .
Let
0
ω ,
0
E
and
0
H
represent the natural angular frequency,
the electric and magnetic fields of the unperturbed cavity,
respectively, and ω , E
and H
represent the corresponding
quantities of the perturbed cavity. In both cases Maxwell’s
equations must be satisfied, that is
0
0 0 0
E H
j
E H
ω
μ
ω
∇× =-
, (1)
This work was supported, in part, by FINEP (Research and Projects
Financing) under contract 01.10.0430.00.
762 978-1-4577-1664-5/11/$26.00 ©2011 IEEE