Optimal Liability With Stochastic Harms,
Judgement-Proof Injurers, and
Asymmetric Information
ROBERT INNES
University of Arizona, Tucson, Arizona, USA
E-mail: innes@ag.arizona.edu
This paper studies the use of ex post liability to regulate unilateral accidents when
injurers have (1) different probability distributions for accident damages and, as a
result, different optimal levels of accident prevention effort, (2) private information
about their damage distributions, and (3) liability that is limited to the injurer’s
available assets. When the asset bound on liability is in a plausible range, an optimal
damage-contingent legal rule is shown to take a threshold form, assessing maximal
liability when ex post damages are above a given threshold and zero liability otherwise.
© 1999 by Elsevier Science Inc.
I. Introduction
In many cases, parties who potentially cause injuries have better information than
others about the risks and consequences of accidents that they may cause. Often, they
also have financial resources that are insufficient to cover victims’ damages from
particularly harmful accidents. Examples include medical product failures (e.g., , Tha-
lidamide and the Dalcon Shield), industrial disasters (e.g., chemical releases such as the
one that occurred at the Union Carbide plant in Bhopal, India), and hazardous
substance releases of the sort covered by the U.S. Comprehensive Environmental
Response, Compensation and Liability Act (CERCLA) (e.g., leakages from under-
ground petroleum storage tanks or mine tailing ponds). In practice, such problems are
regulated by both ex ante safety standards [e.g., citing and technology standards for the
production and disposal of toxic wastes, as specified in the U.S. Resource Conservation
and Recovery Act (1982)] and ex-post liability [e.g., as assessed under tort law and
CERCLA (1980, 1986, 1990)].
I want to thank an anonymous reviewer and Rohan Pitchford for inspired comments on this paper. I am also
indebted to Dennis Cory, Edna Loehman, John Antle, and seminar participants at Brigham Young University, the
University of Arizona, and American Association of Agricultural Economics meetings in San Diego for valuable
encouragement and comments on earlier versions. The usual disclaimer applies.
International Review of Law and Economics 19:181–203, 1999
© 1999 by Elsevier Science Inc. 0144-8188/99/$–see front matter
655 Avenue of the Americas, New York, NY 10010 PII S0144-8188(99)00004-6