LETTER
doi:10.1038/nature10720
Pathway complexity in supramolecular
polymerization
Peter A. Korevaar
1,2
, Subi J. George
2
, Albert J. Markvoort
1,3
, Maarten M. J. Smulders
1,2
, Peter A. J. Hilbers
1,3
,
Albert P. H. J. Schenning
2
, Tom F. A. De Greef
1,2,3
& E. W. Meijer
1,2
Self-assembly provides an attractive route to functional organic mate-
rials, with properties and hence performance depending sensitively
on the organization of the molecular building blocks
1–5
. Molecular
organization is a direct consequence of the pathways involved in the
supramolecular assembly process, which is more amenable to detailed
study when using one-dimensional systems. In the case of protein
fibrils, formation and growth have been attributed to complex
aggregation pathways
6–8
that go beyond traditional concepts of homo-
geneous
9–11
and secondary
12–14
nucleation events. The self-assembly of
synthetic supramolecular polymers has also been studied and even
modulated
15–18
, but our quantitative understanding of the processes
involved remains limited. Here we report time-resolved observations
of the formation of supramolecular polymers from p-conjugated oli-
gomers. Our kinetic experiments show the presence of a kinetically
favoured metastable assembly that forms quickly but then transforms
into the thermodynamically favoured form. Quantitative insight into
the kinetic experiments was obtained from kinetic model calculations,
which revealed two parallel and competing pathways leading to
assemblies with opposite helicity. These insights prompt us to use a
chiral tartaric acid as an auxiliary to change the thermodynamic pref-
erence of the assembly process
19
. We find that we can force aggrega-
tion completely down the kinetically favoured pathway so that, on
removal of the auxiliary, we obtain only metastable assemblies.
The p-conjugated oligomer S-chiral oligo(p-phenylenevinylene)
(SOPV, Fig 1a) serves as a functional material in a variety of organic
electronic devices, with performance critically dependent on the
material’s morphology
20
. This morphology is determined by the
assembly mechanisms that transform the molecular dissolved
monomers into the materials used in devices. The hydrogen-bonded
dimers of SOPV self-assemble in apolar solvents via p–p interactions
into one-dimensional helical stacks, and earlier circular dichroism (CD)
and ultraviolet–visual spectroscopy studies under thermodynamic
control revealed exclusive formation of left-handed M-type helical
aggregates (M-SOPV) through a nucleated growth mechanism
21
.
In practice, however, the assembly process is often under kinetic
control—prompting us to examine in detail the supramolecular
polymerization process under non-equilibrium conditions.
Upon rapid quenching of SOPV from the molecularly dissolved
state to 273K, we observed the formation of a mixture of M-SOPV
and aggregates with opposite helicity, as evidenced by the opposite sign
of the bisignated Cotton effect (Fig. 1b). At 298 K, these right-handed
P-type aggregates (P-SOPV) slowly converted into thermodynamically
stable M-SOPV aggregates (Supplementary Fig. 1). The observation of
metastable P-SOPV aggregates indicated that the supramolecular
polymerization of SOPV involves two different aggregation pathways,
which we termed the on-pathway (leading to M-SOPV) and off-
pathway (leading to P-SOPV) (Fig. 1c).
To study the aggregation mechanism of SOPV and quantify the self-
assembly pathways under kinetic control, we conducted stopped-flow
experiments in which a concentrated solution of molecularly dissolved
SOPV in chloroform was mixed with an excess of methylcyclohexane
(MCH) to initiate self-assembly. The subsequent formation of helical
SOPV aggregated in MCH was probed using CD spectroscopy
(Supplementary Discussion 1). These kinetic experiments were con-
ducted at 293 K and 308 K, with different concentrations of SOPV. At
293K and the lowest SOPV concentrations, the rate of aggregate
formation initially increased with time, characteristic of a lag phase
(Fig. 2a, c). The time-dependent CD signal was always negative under
these conditions, suggesting the direct formation of thermodynamically
stable on-pathway M-SOPV aggregates. At higher concentrations
($9 mM) a positive CD signal appeared in the initial stages of the
assembly process and then developed into a negative CD signal at later
times, suggesting the initial formation of off-pathway P-SOPV aggre-
gates that then convert into thermodynamically stable M-SOPV aggre-
gates. Remarkably, the time at which 50% of the aggregation process
was completed (t 2 50) is longer at 15 mM than at 10 mM (Fig. 2d).
Analogous kinetic studies at 308K also revealed the presence of a lag
phase in experiments at the lowest concentrations (Fig. 2b, e) and an
inverted dependence of t 2 50 on concentration, although the shortest
t 2 50 time shifts to a higher SOPV concentration (20 mM; Fig. 2d).
Detailed analyses unambiguously prove that both the on- and off-
pathway are formed via a homogeneously nucleated growth mech-
anism (Supplementary Figs 5 and 6).
To rationalize the experimental aggregation kinetics, we extended
models known in the field of protein fibrillization
6,9,11
by incorporating
two competing, nucleated assembly pathways in which prenucleus
oligomers (oligomer aggregates below the critical nucleation size)
and helical aggregates change size through monomer association
and dissociation (Fig. 3a, Supplementary Discussion 2). For the
M-SOPV aggregates, non-helical prenucleus oligomers change size
with rate constants for association and dissociation of a and b, respec-
tively. Once the critical nucleus (with size n) is reached, the helical
aggregates are in the elongation regime and change size through
monomer association with the same rate constant a, while dissociation
proceeds with rate constant c. The steady-state concentration of the
aggregates in the nucleation phase is determined by the nucleation
equilibrium constant K
n
5 a/b, while in the elongation phase it is
determined by the elongation equilibrium constant K
e
5 a/c. The
nucleated growth of off-pathway P-SOPV aggregates is described
analogously, with nucleus size n*, rate constants a*, b* and c*, and
equilibrium constants K
n
* and K
e
*. An essential model assumption is
that the transition from metastable to thermodynamically stable aggre-
gates occurs via depolymerization of P-SOPV aggregates and sub-
sequent growth of M-SOPV aggregates. This is justified by the high
helix reversal penalty (8.1 k
B
T, where k
B
is the Boltzmann constant and
T is temperature), obtained by ‘majority rules’ experiments, which
rules out intrastack stereomutation as an alternative transition mech-
anism (Supplementary Fig. 8)
22
.
1
Institute for Complex Molecular Systems, Eindhoven University of Technology, PO Box 513, 5600 MB, Eindhoven, The Netherlands.
2
Laboratory of Macromolecular and Organic Chemistry, Eindhoven
University of Technology, PO Box 513, 5600 MB, Eindhoven, The Netherlands.
3
Biomodeling and Bioinformatics Group, Eindhoven University of Technology, PO Box 513, 5600 MB, Eindhoven, The
Netherlands.
492 | NATURE | VOL 481 | 26 JANUARY 2012
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