Investigation of the growth of In
2
O
3
on Y-stabilized ZrO
2
(100) by oxygen plasma
assisted molecular beam epitaxy
A. Bourlange
a
, D.J. Payne
a
, R.G. Palgrave
a
, J.S. Foord
a
, R.G. Egdell
a,
⁎, R.M.J. Jacobs
a
, A. Schertel
b
,
J.L. Hutchison
c
, P.J. Dobson
d
a
Department of Chemistry, Chemistry Research Laboratory, Mansfield Road, Oxford, OX1 3TA, UK
b
Carl Zeiss SMT AG, Carl-Zeiss-Strasse 56, 73447 Oberkochen, Germany
c
Department of Materials, Parks Road, Oxford OX1 3PH, UK
d
Oxford University Begbroke Science Park, Sandy Lane, Yarnton, Kidlington, Oxon, OX5 1PF, UK
abstract article info
Article history:
Received 12 August 2008
Received in revised form 13 November 2008
Accepted 19 November 2008
Available online 27 November 2008
Keywords:
Indium oxide
Molecular beam epitaxy
Atomic force microscopy
X-ray photoelectron spectroscopy
High resolution transmission
electron microscopy
Thin films of In
2
O
3
have been grown on Y-stabilised ZrO
2
(100) substrates by oxygen plasma assisted
molecular beam epitaxy over a range of substrate temperatures between 650 °C and 900 °C. Growth at 650 °C
leads to continuous but granular films and complete extinction of substrate core level structure in X-ray
photoelectron spectroscopy. However with increasing substrate temperature the films break up into a series
of discrete micrometer sized islands. Both the continuous and the island films have excellent epitaxial
relationship with the substrate as gauged by X-ray diffraction and selected area electron diffraction and
lattice imaging in high resolution transmission electron microscopy.
© 2008 Elsevier B.V. All rights reserved.
1. Introduction
Stoichiometric indium oxide (In
2
O
3
) is a transparent insulator. It is
amenable to degenerate n-type doping with Sn cations to give so-
called indium tin oxide (ITO). ITO is one of a very restricted range of
materials which combines the property of optical transparency in the
visible region with a high electrical conductivity. The optimal
conductivity in ITO is higher than in related materials such as Sb-
doped SnO
2
and thus ITO is the transparent conducting oxide of choice
in many technological areas [1–4]. Despite the near ubiquitous
application of ITO in liquid crystal displays, solar cells and electro-
luminescent display devices, little effort has been directed toward
growth of high quality single crystal thin films of In
2
O
3
or ITO. Not
surprisingly then many aspects of the fundamental physics of In
2
O
3
have remained controversial, including even the magnitude and
nature of the bulk bandgap. Absorption measurements on single
crystal In
2
O
3
carried in 1967 showed a weak absorption onset at
around 2.67 eV, attributed to indirect optical transitions [5], with a
stronger absorption onset at 3.75 eV. Nonetheless the bandgap of
In
2
O
3
was for many years quoted to be 3.75 eV [6–8]. However the
valence band onset in photoemission measurements is less than 3 eV
below the Fermi energy [9]. This observation is inconsistent with a
bandgap of 3.75 eV unless there is pronounced upward band bending
at the surface [10,11]. However it has recently been shown the
bandgap is in fact direct, but transitions from states toward the top of
valence band into the conduction band are either dipole forbidden or
have minimal dipole intensity: this explains the ~1 eV shift between
weak and strong optical absorption onsets [12].
To date most work on growth of high quality single crystal In
2
O
3
films has concentrated on deposition of In
2
O
3
on alumina [13] and
yttria-stabilised zirconia single crystal substrates by carefully con-
trolled pulsed laser deposition (PLD) [14–16] (i.e. “laser” molecular
beam epitaxy), although there are some reports of single crystal
growth metalloorganic chemical vapour deposition [17] and by
molecular beam epitaxy (MBE) [18–20] using conventional indium
Knudsen cells and oxygen atom plasma sources. These considerations
have prompted us to initiate a programme concerned with growth of
In
2
O
3
thin films on cubic zirconia by oxygen plasma assisted MBE. ZrO
2
itself has a low symmetry monoclinic structure at room temperature,
but a cubic phase can be stabilized by replacement of some of the Zr
(IV) with larger cations such as Ca(II) or Y(III), with concomitant
introduction of compensating oxygen vacancies. The face centred cubic
fluorite structure of Y-stabilised ZrO
2
belongs to the space group
Fm3 m. The lattice parameter of this phase increases with Y doping
level. For the minimum Y concentration of around 17% required to
stabilize the cubic phase the lattice parameter can be estimated as
a =5.1423 Å [21–23], whilst for 28% Y-doping a =5.2100 Å [21]. The
Thin Solid Films 517 (2009) 4286–4294
⁎ Corresponding author.
E-mail address: russell.egdell@chem.ox.ac.uk (R.G. Egdell).
0040-6090/$ – see front matter © 2008 Elsevier B.V. All rights reserved.
doi:10.1016/j.tsf.2008.11.134
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