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Matrix Metalloproteinase 3 Polymorphism: A Predictive Factor of
Response to Neoadjuvant Chemotherapy in Head and Neck
Squamous Cell Carcinoma
He ´le `ne Blons,
1
Sophie Gad,
1
Franck Zinzindohoue ´,
1,4
Isabelle Manie `re,
1
Janie Beauregard,
1
David Tregouet,
2
Daniel Brasnu,
3,4
Philippe Beaune,
1
Ollivier Laccourreye,
3,4
and
Pierre Laurent-Puig
1,4
1
Inserm 490 Laboratoire de Toxicologie Mole ´culaire, Universite ´ Rene ´
Descartes ParisV, Paris;
2
Inserm U525 Faculte ´ de Me ´decine Ho ˆpital
Pitie ´-Salpe ´trie `re, Paris;
3
Service d’Oto-Rhino-Laryngologie et de
Chirurgie Cervico-Faciale, Paris; and
4
Po ˆle d’oncologie et de
spe ´cialite ´ Ho ˆpital Europe ´en Georges Pompidou Assistance Publique–
Ho ˆpitaux de Paris, Paris, France
ABSTRACT
Purpose: Treatment of head and neck cancer often
associates different therapeutic modalities, including sur-
gery, radiotherapy, and chemotherapy. In an attempt to
optimize therapeutics, the identification of molecular mark-
ers linked to response to chemotherapy remains important.
Recently, the involvement of metalloproteinases in resist-
ance to chemotherapy was suggested through their inter-
action with the Fas/Fas ligand pathway. Indeed metallo-
proteinases enhance Fas ligand shedding modulating
chemotherapy efficiency. On the basis of these findings, we
tested the existence of a correlation between response to
chemotherapy and four metalloproteinase polymorphisms
in a prospective series of 148 head and neck cancer patients.
Experimental Design: Patients were genotyped using
automated fragment analysis and 5-nuclease allelic discrim-
ination assay. Response to chemotherapy was clinically as-
sessed without knowledge of the genotype status.
Results: A significant relation between the metallopro-
teinase type 3 (MMP3) 1612insA polymorphism and re-
sponse to chemotherapy was identified. Indeed, patients
with the 6A/6A genotype responded more frequently (86%)
to treatment as compared with patients with the 5A/6A
(65%) or 5A/5A (55%) genotypes (P 0.04). A multivariate
analysis, including tumor stage, gender, TP53 mutations,
and MMP3 polymorphism, showed that the 6A/6A genotype
was an independent factor of response to 5-fluorouracil-
cisplatin chemotherapy in head and neck cancer patients
with an odds ratio of 6.7 as compared with the 5A/5A
genotype.
Conclusions: This work showed that genotyping the
MMP3 gene enhancer polymorphism 1612insA could help
predict chemosensitivity in head and neck cancer patients.
INTRODUCTION
Head and neck squamous cell carcinoma (HNSCC) is a
disease associated with major morbidity and mortality and has a
worldwide incidence of 500,000 cases/year (1). Despite the
frequent success of surgical and chemotherapeutic measures in
controlling tumor growth, some primary tumors and most met-
astatic diseases are seldom curable and display resistance to
chemotherapy. A different mechanism can lead to resistance to
chemotherapy, including modification of drugs, pharmacoki-
netic properties, or expression of the multidrug resistance gene,
ABCB1 (MDR1), but there is also evidence that the ability of
cancer cells to evade apoptosis plays a major role in tumor
survival (2). Cisplatin and 5-fluorouracil (5FU) combination
therapy showed objective response rates of 70% with complete
responses ranging from 14 to 31% in different randomized trials
(3). This regimen considered as the standard in HNSCC treat-
ment is of interest in terms of organ preservation strategies in
responder patients (4). Understanding the mechanisms linked to
resistance to chemotherapy in HNSCC patients could help select
patients that would benefit from neoadjuvant chemotherapy and
organ preservation.
The anticancer action of drugs such as cisplatin and 5FU is
largely attributed to their ability to induce programmed cell
death (5). The integrity of signaling pathways that drive cell
death is crucial for cells to commit apoptosis. Head and neck
cancer cells demonstrate alterations in apoptosis pathways that
allow them to override control cell death. For example, muta-
tions in the TP53 gene, which has a pivotal role in apoptosis,
have been reported to correlate with resistance to treatment
in HNSCC (6, 7). More recently, the involvement of the
TNFRSF6/TNFSF6 [Fas/Fas ligand (FasL)] pathway in geno-
toxic agent-induced apoptosis has been reported previously
(8). Indeed, FasL is up-regulated in cells treated with geno-
toxic agents, including cisplatin and 5FU, and could act as an
autocrine/paracrine mediator of apoptosis. FasL is normally
expressed in T lymphocytes, macrophages, and splenocytes
but also in tumor cells, including HNSCC, in which its role
in cytotoxic agent-induced cell death can therefore be hy-
pothesized (9). In terms of resistance to treatment, it would
be expected that the down-regulation of FasL, at the surface
of HNSCC tumor cells, decreases the activity of anticancer
drugs. Matrix metalloproteinases (MMPs) are a family of
proteins with many biological functions, including extracel-
Received 7/30/03; revised 12/15/03; accepted 1/21/04.
Grant footnote: La re ´gion Ile de France, La ligue Nationale de Lutte
Contre le Cancer, and La Fondation de France.
The costs of publication of this article were defrayed in part by the
payment of page charges. This article must therefore be hereby marked
advertisement in accordance with 18 U.S.C. Section 1734 solely to
indicate this fact.
Requests for reprints: Pierre Laurent-Puig, Inserm 490 Laboratoire
de Toxicologie Mole ´culaire, Universite ´ Rene ´ Descartes Paris V, 45 rue
des Saints-Pe `res, 75006 Paris, France. Phone: 33142862081; Fax:
33142862072; E-mail: pierre.laurent-puig@biomedicale.univ-paris5.fr.
2594 Vol. 10, 2594 –2599, April 15, 2004 Clinical Cancer Research
Research.
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