36 International Journal of Operations Research and Information Systems, 4(2), 36-49, April-June 2013
Copyright © 2013, IGI Global. Copying or distributing in print or electronic forms without written permission of IGI Global is prohibited.
Piecewise Linear Virtual Inputs/
Outputs in Interval DEA
Yiannis G. Smirlis, IT & Infrastructure Division, University of Piraeus, Piraeus, Greece
Dimitris K. Despotis, Department of Informatics, University of Piraeus, Piraeus, Greece
Keywords: Crisp Data Sets, Data Envelopment Analysis (DEA), Interval DEA, Marginal Value, Piece-
Wise Linear Approach, Piecewise Linear Virtual Inputs/Outputs
INTRODUCTION
Data envelopment analysis (DEA) is the leading
technique for assessing the efficiency of deci-
sion making units (DMU) in the presence of
multiple inputs and outputs. The two milestone
DEA models, namely the CCR (Charnes et al.,
1978) and the BCC (Banker et al., 1984) models
have become standards in the literature of per-
formance measurement. Recent applications of
DEA include, among others, those of Mahdavi et
al. (2008), Martin and Roman (2010), Pramodth
et al. (2008) and Sufian (2010). The underlying
mathematical instrument for performing the
analysis is linear programming. Performing a
typical DEA analysis means solving a series
of linear programs, one for each DMU. Ef-
ficiency is measured in a bounded ratio scale
by the fraction ‘weighted output’ to ‘weighted
input’. The inputs and outputs are assumed
to be continuous positive variables and the
weights are estimated through the associated
linear program in favor of the evaluated unit
so as to maximize its efficiency.
Focusing on the outputs, an output measure
multiplied by the associated weight is called
virtual output. The summation of the virtual
outputs over all the output dimensions, called
ABSTRACT
A recent development in data envelopment analysis (DEA) concerns the introduction of a piece-wise linear
representation of the virtual inputs and/or outputs as a means to model situations where the marginal value
of an output (input) is assumed to diminish (increase) as the output (input) increases. Currently, this approach
is limited to crisp data sets. In this paper, the authors extend the piece-wise linear approach to interval DEA,
i.e. to cases where the input/output data are only known to lie within intervals with given bounds. The authors
also defne appropriate interval segmentations to implement the piece-wise linear forms in conjunction with
the interval bounds of the input/output data and the authors propose a new models, compliant with the interval
DEA methodology. They fnally illustrate their developments with an artifcial data set.
DOI: 10.4018/joris.2013040103