Behavioral Aspects in Portfolio Selection
Diana Barro, Marco Corazza, and Martina Nardon
Abstract We introduce elements of Cumulative Prospect Theory into the portfo-
lio selection problem and then compare stock portfolios selected under the behav-
ioral approach with those selected according to classical approaches, such as Mean
Variance and Mean Absolute Deviation ones. The mathematical programming prob-
lem associated to the behavioral portfolio selection is highly non-linear and non-
differentiable; for these reasons it is solved using a Particle Swarm Optimization
approach. An application to the STOXX Europe 600 equity market is performed.
Keywords Behavioral finance · Cumulative prospect theory · Portfolio selection ·
Particle Swarm Optimization
1 Introduction
The literature on portfolio selection models is wide and since the founding work
of Markowitz [4] has grown rapidly and has been extended along many different
directions. Among them, modeling risk measures and performance evaluation are
certainly crucial themes.
Our aim is to suggest a selection model able to provide optimal decisions tailored
to individual attitudes to risk and loss aversion, allowing for a larger flexibility in
the description of the portfolio problem. In particular, Prospect Theory (PT) [2]
provides a framework to effectively represent a wide range of risk attitudes. Within
this framework, [5] propose a behavioral portfolio model.
D. Barro · M. Corazza · M. Nardon (B )
Department of Economics, Ca’ Foscari University of Venice, Sestiere Cannaregio 873, 30121
Venezia, Italy
e-mail: mnardon@unive.it
D. Barro
e-mail: d.barro@unive.it
M. Corazza
e-mail: corazza@unive.it
© The Author(s), under exclusive license to Springer Nature Switzerland AG 2021
M. Corazza et al. (eds.), Mathematical and Statistical Methods for Actuarial
Sciences and Finance, https://doi.org/10.1007/978-3-030-78965-7_14
87