STUDY PROTOCOL Open Access
ESOPEC: prospective randomized controlled
multicenter phase III trial comparing
perioperative chemotherapy (FLOT
protocol) to neoadjuvant chemoradiation
(CROSS protocol) in patients with
adenocarcinoma of the esophagus
(NCT02509286)
Jens Hoeppner
1*
, Florian Lordick
2
, Thomas Brunner
3
, Torben Glatz
1
, Peter Bronsert
4
, Nadine Röthling
5
,
Claudia Schmoor
5
, Dietmar Lorenz
6
, Christian Ell
7
, Ulrich T. Hopt
1
and J. Rüdiger Siewert
8
Abstract
Background: Recent randomized controlled trials comparing neoadjuvant chemoradiation plus surgery or perioperative
chemotherapy plus surgery with surgery alone showed significant survival benefits for combined modality treatment of
patients with localized esophageal adenocarcinoma. However, head-to-head comparisons of neoadjuvant
chemoradiation and perioperative chemotherapy applying contemporary treatment protocols are lacking. The
present trial was initiated to obtain valid information whether neoadjuvant chemoradiation or perioperative
chemotherapy yields better survival in the treatment of localized esophageal adenocarcinoma.
Methods/design: The ESOPEC trial is an investigator-initiated multicenter prospective randomized controlled
two-arm trial, comparing the efficacy of neoadjuvant chemoradiation (CROSS protocol: 41.4Gy plus carboplatin/
paclitaxel) followed by surgery versus perioperative chemotherapy and surgery (FLOT protocol: 5-FU/leucovorin/
oxaliplatin/docetaxel) for the curative treatment of localized esophageal adenocarcinoma. Patients with cT1cN +
cM0 and cT2-4acNxcM0 esophageal and junctional adenocarcinoma are eligible. The trial aims to include 438
participants who are centrally randomized to one of the two treatment groups in a 1:1 ratio stratified by N-stage
and study site. The primary endpoint of the trial is overall survival assessed with a minimum follow-up of
36 months. Secondary objectives are progression-free survival, recurrence-free survival, site of failure,
postoperative morbidity and mortality, duration of hospitalization as well as quality of life.
Discussion: The ESOPEC trial compares perioperative chemotherapy according to the FLOT protocol to
neoadjuvant chemoradiation according to the CROSS protocol in multimodal treatment of non-metastasized
recectable adenocarcinoma of the esophagus and the gastroesophageal junction. The goal of the trial is identify
the superior protocol with regard to patient survival, treatment morbidity and quality of life.
Trial registration: NCT02509286 (July 22, 2015)
Keywords: Esophageal cancer, Adenocarcinoma, Perioperative chemotherapy, Neoadjuvant chemoradiation
* Correspondence: jens.hoeppner@uniklinik-freiburg.de
1
Department of General and Visceral Surgery, Medical Center - University of
Freiburg, Hugstetter Str. 55, 79106 Freiburg, Germany
Full list of author information is available at the end of the article
© 2016 The Author(s). Open Access This article is distributed under the terms of the Creative Commons Attribution 4.0
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reproduction in any medium, provided you give appropriate credit to the original author(s) and the source, provide a link to
the Creative Commons license, and indicate if changes were made. The Creative Commons Public Domain Dedication waiver
(http://creativecommons.org/publicdomain/zero/1.0/) applies to the data made available in this article, unless otherwise stated.
Hoeppner et al. BMC Cancer (2016) 16:503
DOI 10.1186/s12885-016-2564-y