CORRESPONDENCE Open Access
Strengths and weaknesses of guideline
approaches to safeguard voluntary informed
consent of patients within a dependent
relationship
Sara AS Dekking
*
, Rieke van der Graaf and Johannes JM van Delden
Abstract
Background: It is thought that a dependent relationship between patients and physicians who enroll their own
patients in research compromises voluntary informed consent. Therefore, several ethical guidelines for human
subject research provide approaches to mitigate these compromises. Currently, these approaches have not been
critically evaluated. In this article, we analyze the approaches of ethical guidelines to manage the influence of a
dependent relationship between patients and physicians on voluntary informed consent and discuss the strengths
and weaknesses of these approaches.
Methods: We performed a review of international ethical guidance documents on human subject research, listed
in the Oxford Textbook of Clinical Research Ethics and found through cross referencing. We also searched Global
Ethics Observatory (GEObs) and the World Health Organization (WHO) website. Guidelines from all years were
eligible for inclusion. The date last searched was December 2013.
Discussion: We identified two basic guideline approaches: 1. a process approach, which focuses on the person
who obtains informed consent, that is, an independent individual, such as a research nurse or counselor; and
2. a content approach, emphasizing the voluntary nature of participation. Both approaches are valuable, either
because the influence of the physician may diminish or because it empowers patients to make voluntary decisions.
However, the approaches also face challenges. First, research nurses are not always independent. Second, physician-
investigators will be informed about decisions of their patients. Third, involvement of a counselor is sometimes
unfeasible. Fourth, the right to withdraw may be difficult to act upon in a dependent relationship.
Conclusions: Current guideline approaches to protect voluntary informed consent within a dependent relationship
are suboptimal. To prevent compromises to voluntary informed consent, consent should not only be obtained by
an independent individual, but this person should also emphasize the voluntary nature of participation. At the
same time, dependency as such does not imply undue influence. Sometimes the physician may be best qualified
to provide information, for example, for a very specialized study. Still, the research nurse should obtain informed
consent. In addition, patients should be able to consult a counselor, who attends the informed consent discussions
and is concerned with their interests. Finally, both physicians and research nurses should disclose research interests.
Keywords: Dependent relationships, Voluntary informed consent, Ethical guidelines, Clinical research, Research
ethics, Double roles, Research nurses, Undue influence
* Correspondence: S.A.S.Dekking@umcutrecht.nl
Julius Center for Health Sciences and Primary Care, University Medical Center
Utrecht, Utrecht, The Netherlands
© Dekking et al.; licensee BioMed Central Ltd. This is an Open Access article distributed under the terms of the Creative
Commons Attribution License (http://creativecommons.org/licenses/by/2.0), which permits unrestricted use, distribution, and
reproduction in any medium, provided the original work is properly credited. The Creative Commons Public Domain
Dedication waiver (http://creativecommons.org/publicdomain/zero/1.0/) applies to the data made available in this article,
unless otherwise stated.
Dekking et al. BMC Medicine
2014
2014, 12:52
http://www.biomedcentral.com/1741-7015/12/52