Ф
Abstract — The aim of this paper is the monitoring of a gearbox
by using the stator current signature analysis in the driving
induction machines. The detection of mechanical faults using the
vibration signal analysis has been well studied before. Recently,
some works have been performed in order to observe the
vibration components of the mechanical part in the stator
current spectrum for an induction machine but without any
theoretical detail. This paper proposes a theoretical framework
based on torque oscillations due to the characteristic torsional
vibrations in a gearbox and the source of mesh and rotating
frequency components in the stator current is presented. In order
to verify the theoretical development, a test-bed based on a
5.5kW three-phase squirrel-cage machine connected to a gearbox
has been used.
Index Terms — Current measurement, Mechanical systems,
Monitoring, Vibration measurement.
I. INTRODUCTION
HE monitoring of the mechanical abnormalities in the
electromechanical systems has been mainly studied using
the vibration signals [1],[2]. The vibration signals have
numerous disadvantages like signal background noise due to
external excitation motion, sensitivity to the installation
position and its invasive measurement nature. The stator
current signal analysis can represents a good alternative for
mechanical monitoring because it can be easily accessible in
nearly all the industrial applications. In this way, the air-gap
eccentricities as well as the bearing faults have been studied in
many publications using the machine current signature
analysis (MCSA). It is shown that the static and dynamic air-
gap eccentricity happens simultaneously and it is related to the
amplitude modulation of the stator current [3], [4]. In [5] for
the bearing faults diagnosis, the authors have associated the
fault vibration frequencies to the stator current signal spectrum
by an advanced theoretical analysis. In [6] the authors have
analytical and experimentally demonstrated that the load
torque oscillations make the stator current phase modulated,
showing the feasibility of the MCSA monitoring of
mechanical perturbations. The gearbox monitoring using
MCSA has been rarely proposed while gearboxes are widely
used in the industrial applications. The publications related to
gearbox monitoring using MCSA in induction machine-based
electromechanical systems are presented in [7]-[9]. In [7], [8],
Ф
This work is supported by the Regional Council of Picardie, Amiens,
France. Shahin Hedayati Kia, Humberto Henao and Gérard-André Capolino
are with the Department of Electrical Engineering, University of Picardie
“Jules Verne,” 80039 Amiens Cedex 1, France (e-mails:
Shahin.Hedayati.Kia@u-picardie.fr; Humberto.Henao@ieee.org;
Gerard.Capolino@ieee.org).
the authors studied a multistage gearbox for a mechanical fault
case showing that the rotating as well as the mesh frequency
components can be detected in the stator current signal.
Moreover, it is observed that the mesh frequency amplitudes
are always less than the other mechanical frequency
components as the pinions and wheels rotation frequencies. In
[8], a method based on the discrete wavelet coefficients is
proposed in order to remove the noise in the MCSA for a
better location of mesh frequencies in mechanical fault
detection. In fact, for one tooth cut condition more vibration
and consequently more amplitude related to mesh frequency
can be observed in the stator current signature rather than two
teeth or more cut fault. Nevertheless, these last results have
been shown without any proposed explicit theoretical
development for the analyzed frequency components.
In this paper, a theoretical framework based on the
observation of the torque spectrum is developed for an
induction machine connected to a gearbox without any faults
for monitoring purpose. It is shown that due to the torsional
vibration induced by the transmission error in the input and
output wheels and the stiffness variation of the gear teeth
contact, the gearbox adds the rotation and mesh frequency
components into the torque signature. This effect makes the
stator current multi-component phase modulated. The stator
current frequency-domain proposed analysis, gives the
gearbox related frequency components for the mechanical
monitoring. In order to verify the theoretical development, a
test-bed including a gearbox connected to a 5.5kW three-phase
induction machine is used in steady state condition.
II. EFFECT OF A GEARBOX ON TORQUE OSCILLATIONS
The effect of torsional vibration for a two mass-spring in
the stator current signal is studied in [10] showing that for a
two different joint inertia mass, the source of torque
oscillation is related to a single torsional vibration frequency.
For a one- stage gearbox system, the sources of vibration are
principally due to the periodic changes in tooth stiffness and
the gear transmission errors. Particularly, the gear
transmission errors are related to the tooth profile, eccentricity
of wheels, installation defects and defects appearing during
transmission. These sources of vibration produce the input and
output rotation and the mesh and mesh-related frequencies in
the vibration and torque signals [11], [12]. Fig. 1 shows a
normalized vibration signal spectrum in the [0Hz, 100Hz] and
[600Hz, 800Hz] frequency bandwidths for a three-phase
55kW induction machine connected to a gearbox with N
r1
=57,
N
r2
=15 (N
r1
and N
r2
are respectively the input and output teeth
numbers) and f
r1
=12.5Hz, f
r2
=47.5Hz (f
r1
and f
r2
are
Gearbox Monitoring Using Induction Machine
Stator Current Analysis
Shahin Hedayati Kia, Humberto Hénao, Senior Member, IEEE,
Gérard-André Capolino, Fellow, IEEE
T
1-4244-1062-2/07/$25.00 ©2007 IEEE 149