ORIGINAL RESEARCH
Autofluorescence improves pretreatment mucosal
assessment in head and neck cancer patients
David Fielding, FRACP, MD, Julienne Agnew, FRACS, David Wright, FRCS,
and Robert Hodge, FRACS, Brisbane, Queensland, Australia
Sponsorships or competing interests that may be relevant to con-
tent are disclosed at the end of this article.
ABSTRACT
OBJECTIVE: Panendoscopy is used in selected patients with
head and neck cancer to detect second primary disease. We hy-
pothesized that adding autofluorescence to the bronchoscopy and
laryngoscopy part of this procedure could add to the detection of
clinically meaningful dysplasias and carcinomas in both the head
and neck and bronchus, with resultant change in management.
STUDY DESIGN: Prospective observational study on consec-
utive patients with head and neck cancer who had panendoscopy
prior to surgery.
SETTING: Teaching hospital, tertiary referral center.
SUBJECTS AND METHODS: All patients had white-light in-
spection observed by ENT surgeons, followed by autofluorescence
inspection of the head and neck tumor and surrounding area as well as
the bronchus. Extra biopsies were taken from regions of abnormal
fluorescence where there was no white-light abnormality.
RESULTS: Sixty-six patients were studied; mean age 64.9 11
years. As a result of autofluorescence, 33 mucosal biopsies were
taken from the head and neck and 37 from the bronchus. Histology
included three carcinoma in situ lesions and four severe dysplasias.
As a result of these autofluorescence biopsies, change of manage-
ment occurred in four patients (6% of the total patients). Standard
panendoscopy changed management in five patients. Therefore,
standard panendoscopy led to change in management in only 55
percent of cases (CI 21%-86%, P = 0.02), with the rest detected
by autofluorescence.
CONCLUSION: Adding autofluorescence to panendoscopy in
patients with head and neck cancer changed management in a
clinically significant number of patients.
© 2010 American Academy of Otolaryngology–Head and Neck
Surgery Foundation. All rights reserved.
P
anendoscopy is done prior to definitive treatment in
many cases of head and neck cancer.
1
The objectives
are to find mucosal disease at other sites within the aerodi-
gestive tract and better stage the known primary.
2,3
Patients
with head and neck cancer are at risk of such lesions by way
of field change disease.
4
Typical yields of standard panen-
doscopy for extra sites are three percent.
1,2
Other modali-
ties, such as computed tomography (CT) and positron emis-
sion tomography (PET)-CT, are performed to look for
regional nodal involvement and extra sites of disease else-
where in the body.
5,6
At this time, PET has not replaced the
need to visually inspect mucosal surfaces. Resolution of
PET is 4 to 10 mm on commercially available systems,
7
which is less than the thickness of in situ second primary
mucosal tumors. In a recent study by Haele et al, despite the
utility of PET in detecting distant second primary disease,
the authors concluded that panendoscopy was still required
in ruling out second primary disease in early stage head and
neck cancer.
8
Despite curative treatment with surgery or chemo-radia-
tion, patients can ultimately develop second primary disease
in up to 20 percent of cases, with the lung and other sites
within the head and neck being the most common sites.
3
Most likely, such patients have, at the time of the original
diagnosis, preneoplasia or carcinoma in situ that is not
detectable by standard panendoscopy. Autofluorescence is a
new form of inspection of mucosal surfaces that improves
detection of preneoplasias.
9
Most studies of autofluores-
cence have been done in the bronchus. The addition of
autofluorescence to white-light bronchoscopy greatly in-
creases the yield of in situ carcinomas and high grade
dysplasias, even when the standard white-light inspection is
done by an experienced technician. By detecting such le-
sions early, they can be treated with minimally invasive
methods, such as diathermy.
10
A few studies have demonstrated the feasibility of doing
autofluorescence in the head and neck region as well.
11,12
Autofluorescence inspection of the oral cavity and larynx is
done with a flexible bronchoscope. Alternatively, a rigid
laryngoscope can be used.
13
It requires a specific light
source and image processor, but no fluorescing drugs are
needed. The autofluorescence changes look similar to bron-
chial dysplasias and carcinomas. Autofluorescence detec-
tion of oral-cavity carcinomas is due to a loss of subepithe-
lial stromal fluorescence.
12
Reductions in fluorescence are
displayed on a monitor in real time as blue or red, while
Received April 29, 2009; revised October 4, 2009; accepted December 9, 2009.
Otolaryngology–Head and Neck Surgery (2010) 142, S20-S26
0194-5998/$36.00 © 2010 American Academy of Otolaryngology–Head and Neck Surgery Foundation. All rights reserved.
doi:10.1016/j.otohns.2009.12.021