The Caregiving Environment and Developmental Outcomes of Preterm
Infants: Diathesis Stress or Differential Susceptibility Effects?
Noa Gueron-Sela and Naama Atzaba-Poria
Ben-Gurion University of the Negev
Gal Meiri and Kyla Marks
Soroka University Medical Center and Ben-Gurion
University of the Negev
The interactions between premature birth and the caregiving environment on infants’ cognitive and social
functioning were examined. Participants were 150 infants (83 preterm, 67 full-term) and their parents. When
infants were 6 months old, parents reported on their levels of emotional distress, and triadic family interac-
tions were filmed and coded. At 12 months of age, the infants’ cognitive and social functioning was assessed.
Prematurity moderated the effects of maternal (but not paternal) emotional distress and triadic interactions on
infants’ cognitive and social outcomes. Whereas for cognitive functioning the interactions were consistent with
a diathesis–stress approach, for social functioning the interactions were consistent with a differential suscepti-
bility approach. The differential effects of the caregiving environment between groups and outcomes are
discussed.
Preterm births (gestation < 37 weeks) account for
11% of all live births worldwide, ranging from 5%
in some European countries, 12.8% in the United
States, and up to 18% in some African countries
(Blencowe et al., 2012). Accumulating evidence sug-
gests that even under low medical-risk conditions,
premature birth confers increased risk for poor cog-
nitive and social outcomes throughout childhood
(e.g., Brummelte, Grunau, Synnes, Whitfield, & Pet-
rie-Thomas, 2011). Nevertheless, the risk associated
with prematurity is not homogeneous and may
depend on the presence of additional factors in chil-
dren’s early caregiving environments, which may
enhance or alternatively reduce preterm infants’ ini-
tial risk conditions (e.g., McManus & Poehlmann,
2012; Shah, Robbins, Coelho, & Poehlmann, 2013).
Research has consistently demonstrated that early
sensitive, responsive caregiving environments facili-
tate preterm infants’ later cognitive and social
development (Landry, Smith, Swank, Assel, &
Vellet, 2001; McManus & Poehlmann, 2012; Shah
et al., 2013). However, it is not known whether a
supportive environment reduces the risk associated
with prematurity by restoring normative develop-
ment or, alternatively, possibly even by promoting
functioning above the population-based norms.
Furthermore, although previous research implied
that preterm infants may be more affected by their
caregiving environment than full-term infants
(Landry, Smith, & Swank, 2006; Landry et al.,
2001), this notion has yet to be tested systemati-
cally. This study aimed to address these issues by
uncovering the nature of the interactions between
infants’ biological risk (preterm vs. full-term birth)
and the early caregiving environment in predicting
infants’ early cognitive and social outcomes.
Cognitive and Social Development of Preterm Infants
There is substantial empirical evidence that even
under low medical-risk conditions, infants born pre-
term score lower than full-term infants on standard
cognitive assessments (e.g., Brummelte et al., 2011).
For example, a recent study demonstrated that very
low birth weight preterm infants with low medical
risk exhibited lower cognitive functioning com-
pared to full-term infants as early as 18 months of
age (Brummelte et al., 2011) and that their cognitive
level significantly declined from the age of 8 to
18 months, although no decline was evident among
the full-term group (Brummelte et al., 2011). As for
social development, infants born preterm tend to
exhibit difficulties in early social communication
This research was funded by a grant from the Israel Founda-
tions Trustees (Grant 87200511).
Correspondence concerning this article should be addressed to
Noa Gueron-Sela, Department of Psychology, Ben-Gurion
University of the Negev, Beer-Sheva 84105, Israel. Electronic
mail may be sent to gueron@post.bgu.ac.il.
© 2015 The Authors
Child Development © 2015 Society for Research in Child Development, Inc.
All rights reserved. 0009-3920/2015/8604-0003
DOI: 10.1111/cdev.12359
Child Development, July/August 2015, Volume 86, Number 4, Pages 1014–1030