ORIGINAL ARTICLES
Non-Invasive Markers for Early Diagnosis and Determination of
the Severity of Necrotizing Enterocolitis
Geertje Thuijls, MD,* Joep P. M. Derikx, MD,* Kim van Wijck, MD,* Luc J. I. Zimmermann, MD, PhD,†
Pieter L. Degraeuwe, MD, PhD,† Twan L. Mulder, MD, PhD,† David C. Van der Zee, MD, PhD,‡
Hens A. A. Brouwers, MD, PhD,§ Bas H. Verhoeven, MD, PhD,* L. W. Ernest van Heurn, MD, PhD,*
Boris W. Kramer, MD, PhD,† Wim A. Buurman, PhD,* and Erik Heineman, MD, PhD*
Objectives: To improve diagnosis of necrotizing enterocolitis (NEC) by
noninvasive markers representing gut wall integrity loss (I-FABP and clau-
din-3) and gut wall inflammation (calprotectin). Furthermore, the usefulness
of I-FABP to predict NEC severity and to screen for NEC was evaluated.
Methods: Urinary I-FABP and claudin-3 concentrations and fecal calpro-
tectin concentrations were measured in 35 consecutive neonates suspected of
NEC at the moment of NEC suspicion. To investigate I-FABP as screening tool
for NEC, daily urinary levels were determined in 6 neonates who developed
NEC out of 226 neonates included before clinical suspicion of NEC.
Results: Of 35 neonates suspected of NEC, 14 developed NEC. Median
I-FABP, claudin-3, and calprotectin levels were significantly higher in
neonates with NEC than in neonates with other diagnoses. Cutoff values for
I-FABP (2.20 pg/nmol creatinine), claudin-3 (800.8 INT), and calprotectin
(286.2 g/g feces) showed clinically relevant positive likelihood ratios (LRs)
of 9.30, 3.74, 12.29, and negative LRs of 0.08, 0.36, 0.15, respectively. At
suspicion of NEC, median urinary I-FABP levels of neonates with intestinal
necrosis necessitating surgery or causing death were significantly higher than
urinary I-FABP levels in conservatively treated neonates.
Of the 226 neonates included before clinical suspicion of NEC, 6
developed NEC. In 4 of these 6 neonates I-FABP levels were not above the
cutoff level to diagnose NEC before clinical suspicion.
Conclusions: Urinary I-FABP levels are not suitable as screening tool for
NEC before clinical suspicion. However, urinary I-FABP and claudin-3 and
fecal calprotectin are promising diagnostic markers for NEC. Furthermore,
urinary I-FABP might also be used to predict disease severity.
(Ann Surg 2010;251: 1174 –1180)
N
ecrotizing enterocolitis (NEC) is a severe gastrointestinal dis-
order with high morbidity and mortality (20%– 40%), affecting
predominantly premature neonates.
1
NEC continues to present a
diagnostic challenge to clinicians. Especially, early detection of
intestinal necrosis requiring surgical treatment is still a key problem.
The initial clinical manifestations of NEC are nonspecific and
indistinguishable from other gastrointestinal disorders and sepsis.
2
Diagnosis is further hampered by limited diagnostic accuracy of
laboratory tests and currently used imaging modalities.
3,4
The pathophysiology of NEC is characterized by defects in
the intestinal epithelial barrier and gut wall inflammation.
1,5
There-
fore, we sought noninvasive tests to identify gut wall integrity loss
and gut wall inflammation in neonates with gastrointestinal symp-
toms suspected of NEC, to differentiate NEC from other neonatal
diseases that present with abdominal signs. We used urinary markers
to study the loss of integrity of enterocytes and tight-junctions, the
2 components comprising the intestinal epithelial lining, and a fecal
inflammation marker to evaluate intestinal wall inflammation in
neonates suspected of NEC.
Intestinal fatty acid binding protein (I-FABP) has been re-
ported to be a useful plasma and urinary marker for enterocyte
damage.
6–8
The presence of I-FABP, a small (14 –15 kDa) cytoso-
lic, water-soluble protein, is limited to mature enterocytes of small
and large intestine. It is released into the circulation as soon as cell
membrane integrity is compromised.
6–9
Due to its small molecular
weight, plasma I-FABP passes the glomerular filter (fractional renal
excretion: 28%, half-life time: 11 minutes) and can readily be
detected in urine.
10
Therefore, urinary I-FABP values can provide
specific and actual information about the extent of intestinal epithe-
lial cell injury.
Loss of tight junction strands, the paracellular barrier, is part
of intestinal integrity loss. These tight junctions consist of a large
complex of intra- and extracellular proteins, including claudins (22
kDa).
11,12
Claudin-3 is an important sealing tight junction protein
and is expressed in high quantity in the intestine.
11
Claudin-3
disappears rapidly from tight junctions following hemorrhagic shock
and inflammatory bowel disease.
13
Intestinal inflammation is characterized by sequestration of
neutrophils into the gut wall.
1,5
Intestinal neutrophil influx followed
by activation results in release of calprotectin, a heterodimeric
peptide (36 kDa) constituting 60% of the cytosolic content of
neutrophils. In intestinal inflammation, calprotectin is readily detect-
able in feces and plasma. Furthermore, calprotectin is remarkably
resistant to degradation by fecal bacteria, making fecal calprotectin
a suitable marker for gut wall inflammation as reported for inflam-
matory bowel disease.
14 –16
This study aims at improving diagnosis of NEC, by using
noninvasive tests to identify gut wall integrity loss and gut wall
inflammation in infants with gastrointestinal symptoms suspected of
NEC. Furthermore, the usefulness of urinary I-FABP to predict
severity of NEC and to screen for NEC was evaluated.
From the *Department of Surgery, Maastricht University Medical Centre, and
Nutrition and Toxicology Research Institute (NUTRIM), Maastricht, The
Netherlands; †Department of Paediatrics, Maastricht University Medical Cen-
tre, and School for Oncology and Developmental Biology (GROW), Maas-
tricht, The Netherlands; and the Departments of ‡Surgery and §Neonatology,
Wilhelmina Children’s Hospital, University Medical Centre, Utrecht, The
Netherlands.
Supported by AGIKO-stipendium 920 – 03– 438 from The Netherlands Organisa-
tion for Health Research and Development (to J.P.M.D.); and by Stichting
Sint Annadal, Maastricht, The Netherlands; and, also, partially funded by a
“Profileringsfonds” grant from the University Hospital Maastricht.
All authors contributed to analysis and interpretation of data; revised the manu-
script critically for important intellectual content; and gave final approval of
the version to be published.
Erik Heineman, MD, PhD, is currently at Department of Surgery, Groningen
University Medical Centre, Groningen, The Netherlands.
Reprints: W.A. Buurman, PhD, Department of Surgery, Maastricht University
Medical Centre, Universiteitssingel 50, 6229 ER, Maastricht, The Nether-
lands. E-mail: w.buurman@AH.unimaas.nl.
Copyright © 2010 by Lippincott Williams & Wilkins
ISSN: 0003-4932/10/25106-1174
DOI: 10.1097/SLA.0b013e3181d778c4
Annals of Surgery • Volume 251, Number 6, June 2010 1174 | www.annalsofsurgery.com