Patient-Specific Circulating Tumor DNA Detection
during Neoadjuvant Chemotherapy in Triple-Negative
Breast Cancer
Francesca Riva,
1,2
Francois-Clement Bidard,
1,3*
Alexandre Houy,
4
Adrien Saliou,
1
Jordan Madic,
1
Aurore Rampanou,
1,5
Caroline Hego,
1
Maud Milder,
1,5
Paul Cottu,
3
Marie-Paule Sablin,
3
Anne Vincent-Salomon,
6
Olivier Lantz,
5,6,7,8
Marc-Henri Stern,
4
Charlotte Proudhon,
1
and Jean-Yves Pierga
1,3,9
BACKGROUND: In nonmetastatic triple-negative breast
cancer (TNBC) patients, we investigated whether circu-
lating tumor DNA (ctDNA) detection can reflect the
tumor response to neoadjuvant chemotherapy (NCT)
and detect minimal residual disease after surgery.
METHODS: Ten milliliters of plasma were collected at 4
time points: before NCT; after 1 cycle; before surgery;
after surgery. Customized droplet digital PCR (ddPCR)
assays were used to track tumor protein p53 (TP53) mu-
tations previously characterized in tumor tissue by mas-
sively parallel sequencing (MPS).
RESULTS: Forty-six patients with nonmetastatic TNBC
were enrolled. TP53 mutations were identified in 40 of
them. Customized ddPCR probes were validated for 38
patients, with excellent correlation with MPS (r = 0.99),
specificity (2 droplets/assay), and sensitivity (at least
0.1%). At baseline, ctDNA was detected in 27/36 pa-
tients (75%). Its detection was associated with mitotic
index (P = 0.003), tumor grade (P = 0.003), and stage
(P = 0.03). During treatment, we observed a drop of
ctDNA levels in all patients but 1. No patient had detect-
able ctDNA after surgery. The patient with rising ctDNA
levels experienced tumor progression during NCT. Patho-
logical complete response (16/38 patients) was not corre-
lated with ctDNA detection at any time point. ctDNA pos-
itivity after 1 cycle of NCT was correlated with shorter
disease-free (P 0.001) and overall (P = 0.006) survival.
CONCLUSIONS: Customized ctDNA detection by ddPCR
achieved a 75% detection rate at baseline. During NCT,
ctDNA levels decreased quickly and minimal residual
disease was not detected after surgery. However, a slow
decrease of ctDNA level during NCT was strongly asso-
ciated with shorter survival.
© 2016 American Association for Clinical Chemistry
Triple-negative breast cancers (TNBCs)
10
represent
15%–20% of invasive breast cancers. This subgroup is
defined by the absence of estrogen and progesterone re-
ceptor expression, no amplification of the erb-b2 recep-
tor tyrosine kinase 2 (ERBB2) gene,
11
and frequent tu-
mor protein p53 (TP53) inactivating gene mutations
(1, 2 ). At diagnosis, TNBCs tend to display larger tumor
size and higher proliferation rate than other breast can-
cers; in the absence of overt metastasis, TNBCs are often
treated by neoadjuvant chemotherapy (NCT) followed
by surgery. In addition to breast tumor shrinkage, NCT
aims at eradicating any disseminated tumor cell (also
known as micrometastasis) that may have spread
throughout the body. The persistence of a minimal resid-
ual disease at distant sites after the treatment of a localized
breast cancer is a key parameter for posttreatment survival
but cannot be reliably assessed by the current biological or
radiological tools (3 ). In that context, the detection and
quantification of circulating tumor DNA (ctDNA) is a very
promising tool that can assess tumor burden, response to
therapy, and minimal residual disease (4, 5 ).
ctDNA corresponds to fragmented DNA released
into the blood stream by tumor masses (6, 7 ). In meta-
1
Laboratory of Circulating Tumor Biomarkers, Institut Curie, PSL Research University, SiRIC,
Paris, France;
2
Department of Medical Oncology, San Gerardo Hospital, Monza, Italy;
3
De-
partment of Medical Oncology, Institut Curie, PSL Research University, Paris, France;
4
INSERM U830, Institut Curie, PSL Research University, Paris, France;
5
INSERM CIC-BT 1428,
Institut Curie, PSL Research University, Paris, France;
6
Department of Biopathology, Institut
Curie, PSL Research University, Paris, France;
7
Department of Tumor Biology, Institut Curie,
PSL Research University, Paris, France;
8
INSERM U932, Institut Curie, PSL Research Univer-
sity, Paris, France;
9
Universite ´ Paris Descartes, Sorbonne Paris Cite ´ , Paris, France.
* Address correspondence to this author at: Institut Curie, PSL Research University, Depart-
ment of Medical Oncology, 26 rue d’Ulm, 75005 Paris, France. Fax +33-153-104-041;
e-mail francois-clement.bidard@curie.fr.
Received July 2, 2016; accepted October 20, 2016.
Previously published online at DOI: 10.1373/clinchem.2016.262337
© 2016 American Association for Clinical Chemistry
10
Nonstandard abbreviations: TNBCs, triple negative breast cancers; NCT, neoadjuvant
chemotherapy; ctDNA, circulating tumor DNA; pCR, pathological complete response;
RCB, residual cancer burden; ddcPCR, droplet digital PCR; MAF, mutant allele fre-
quency; cfcDNA, cell-free circulating DNA.
11
Human genes: ERBB2, erb-b2 receptor tyrosine kinase 2; TP53, tumor protein p53;
BRCA1, BRCA1, DNA repair associated; BRCA2, BRCA2, DNA repair associated.
Clinical Chemistry 63:3
691–699 (2017)
Cancer Diagnostics
691