sustainability
Article
Irrigation, Technical Efficiency, and Farm Size: The Case
of Brazil
Gabriel A. Sampaio Morais
1,
* , Felipe F. Silva
2
, Carlos Otávio de Freitas
3
and Marcelo José Braga
1
Citation: Morais, G.A.S.; Silva, F.F.;
Freitas, C.O.d.; Braga, M.J. Irrigation,
Technical Efficiency, and Farm Size:
The Case of Brazil. Sustainability 2021,
13, 1132. https://doi.org/10.3390/
su13031132
Academic Editor: Boon Lee
Received: 5 December 2020
Accepted: 12 January 2021
Published: 22 January 2021
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1
Public Policy and Sustainable Development Institute (IPPDS), Universidade Federal de Viçosa (UFV), Viçosa,
Minas Gerais 36570-900, Brazil; mjbraga@ufv.br
2
Agricultural Sciences Department, Clemson University, Clemson, SC 29634, USA; fdsilva@clemson.edu
3
Departamento de Ciências Administrativas, Universidade Federal Rural do Rio de Janeiro (UFRRJ),
Seropédica, Rio de Janeiro 23890-000, Brazil; carlos.freitas87@gmail.br
* Correspondence: gabriel_morais@yahoo.com.br; Tel.: +55-21-982217395
Abstract: In developing countries, irrigation can help to decrease poverty in rural areas through
increased employment in the agricultural sector. Evidence shows that irrigation may increase farm
productivity and technical efficiency. In this paper, we estimate the effect of irrigation on farm
technical efficiency in Brazil using the 2006 Agricultural Census dataset on more than 4 million
farms. We estimate a stochastic production frontier at farm level, considering potential selection bias
in irrigation adoption. We find that farms using irrigation are on average 2.51% more technically
efficient compared to rain-fed farms. Our findings also suggest that while small farms are more
efficient than medium and large farms, the largest difference in technical efficiency between rain-fed
and irrigated farms is among large farms. Our results indicate that policies that seek to support
expansion of irrigation adoption has also the potential to achieve greater rural development given
the estimated effects estimated in this paper among very small and small farms, which are more than
70% of the farms in Brazil.
Keywords: irrigation; entropy balancing; stochastic production frontier; technical efficiency
1. Introduction
The great variability of precipitation in Brazilian regions led farmers to adopt irrigation
to mitigate the adverse effects of climate change [1]. The implementation of irrigation
systems by farms in Brazil can potentially raise the standard of living of rural population
by reducing poverty and increasing food security.
The adoption of irrigation systems is an important technology that can lead to increases
in agricultural productivity [2]. It also has potential to minimize the risks caused by
climate change, which is associated with one of the main causes of agricultural production
vulnerability [3]. Irrigation adoption can be used as a tool to reduce dependency on variable
rainfall and water availability [4], decreasing the uncertainty surrounding crop yields and
securing income and employment in the rural areas [5].
Several studies analyzed the irrigation adoption as an adaptive strategy under climate
change scenarios in Brazil and find that adoption is also driven by climate change and
used as a response to the precipitation reduction [1,6]. Although the use of irrigation is not
uniform across Brazilian regions, it is expected to increase in the next 30 years given that
irrigation is used as an adaptive strategy [7,8] and the agricultural sector is the sector most
affected by climate change [9].
Irrigation systems are increasingly becoming more efficient in relation to water us-
age [10,11]. The actual debate about water scarcity supports studies that are testing the
ability of irrigation systems to alleviate water scarcity, which can also provide useful infor-
mation to policymakers [12]. As argued by [13], the greatest interest lies on the arid and
semi-arid regions, where non-uniform precipitation constrains the natural development of
Sustainability 2021, 13, 1132. https://doi.org/10.3390/su13031132 https://www.mdpi.com/journal/sustainability