Scientific Research and Essays Vol. 6(31), pp. 6566-6583, 16 December, 2011
Available online at http://www.academicjournals.org/SRE
DOI: 10.5897/SRE11.1691
ISSN 1992-2248 ©2011 Academic Journals
Full Length Research Paper
Analysis of support requirements for a tunnel portal in
weak rock: A case study from Turkey
Ayberk Kaya
1
*, Fikri Bulut
2
, Selçuk Alemdağ
1
and Aytuna Sayin
3
1
Department of Geological Engineering, Faculty of Engineering, Gümüşhane University, 29100, Gümüşhane, Turkey.
2
Department of Geological Engineering, Faculty of Engineering, Karadeniz Technical University, 61080, Trabzon, Turkey.
3
10th Division of Turkish General Directorate of Highways, 61310, Trabzon, Turkey.
Accepted 18 October, 2011
In this paper, engineering geological properties of the entrance portal section of Konakönü Tunnel,
located on Black Sea Coastal Highway, Turkey, is studied. Moderately weathered basaltic and andesitic
tuffs orderly to be driven by the entrance portal section. Tunnel portal design in weak rock presents
some special challenges to the designers, since misjudgements in the design of tunnel can lead to very
costly failures. The entrance portal was analyzed by empirical and numerical methods. Both field and
laboratory studies were carried out during this study. Field studies involved geological mapping,
detailed discontinuity surveying and sampling. Laboratory tests were carried out to determine the
physico-mechanical and elastical properties of rock units. For this purpose, tunnel stability analyses
were performed at the entrance portal section. The RMR (rock mass rating), Q (rock mass quality), RMi
(rock mass index), NATM (new Austrian tunnelling method) and GSI (geological strength index)
systems were employed for empirical rock mass quality determination and preliminary tunnel portal
support design. The parameters calculated by the empirical methods were used as input parameters for
the FEM (finite element method) analysis. The results from the two methods were compared and
preliminary support designs were carried out. This comparison suggests that for more reliable support
design, empirical and finite element methods should be combined.
Key words: Finite element method, rock mass classification systems, tunnel portal, weak rock.
INTRODUCTION
Determination of the most suitable and economical
support system contribute to applicability of engineering
projects for both design and construction stages.
Sometimes, even a small misinterpretation in the
design stages can lead to costly and time-consuming
failures at the construction phases (Sari and
Pasamehmetoglu, 2004). Empirical and numerical
methods are commonly used methods when
underground engineering structures are designed. Rock
mass classification systems are very useful tools for the
preliminary design stage of a project, when very little
detailed information on rock mass is available.
*Corresponding author. E-mail: ayberkkaya@hotmail.com,
ayberkkaya@gumushane.edu.tr. Tel: +90-456-2337425/1227.
Fax: +90-456-2337427.
The RMR, Q, RMi, NATM and GSI rock mass
classification systems have been used by many
researchers and have gained a universal acceptance
(Barton, 2002; Ramamurthy, 2004; Basarir et al., 2005;
Hoek and Diederichs, 2006; Gurocak et al., 2007;
Gurocak, 2011). The rock mass classification systems
have been originally obtained from many tunnelling case
studies and they have been successfully applied to many
tunnel construction designs in the past decades (Sari and
Pasamehmetoglu, 2004). Although rock mass
classification systems are very useful during the
preliminary design stage, they do not adequately
calculate stress distributions, support performance and
deformations around the tunnel (Genis et al., 2007).
Underground projects will be safer and more economical,
if empirical approaches supported by numerical
approaches.