58 Int. J. Corporate Governance, Vol. 2, No. 1, 2010
Copyright © 2010 Inderscience Enterprises Ltd.
The role of corporate governance during the pre- and
post-Sarbanes Oxley periods
Anthony C. Ng*
School of Accounting and Finance,
7/F Li Ka Shing Tower,
The Hong Kong Polytechnic University,
Hunghom, Kowloon, Hong Kong
E-mail: afang@inet.polyu.edu.hk
*Corresponding author
Yaw M. Mensah
Rutgers Business School – Newark and New Brunswick,
Dean’s Office Suite, 11th Floor,
One Washington Park, Newark, NJ 07102, USA
and
Centre for Governmental Accounting, Education
and Research (CGAER),
Rutgers Business School – Newark and New Brunswick,
Janice Levin Building, 94 Rockafeller Road,
Piscataway, NJ 08854, USA
E-mail: mensah@business.rutgers.edu
Abstract: This study examines the joint effects of the passing of
Sarbanes-Oxley Act (SOX) of 2002 and firm-specific corporate governance
mechanisms on the value-relevance of earnings. We find that value-relevance
of earnings is significantly different for different sub-periods. We find that
good corporate governance (proxied by lack of anti-takeover provisions) has a
positive impact on the value-relevance of earnings only during the scandal
(SCA) period. These results hold after controlling for changes in institutional
ownership and earnings quality (EQ). Our results suggest that there is a
substitution effect between good firm-specific corporate governance
mechanisms and the strictness of the regulatory environment.
Keywords: corporate governance; earnings quality; EQ; value-relevance of
earnings; Sarbanes-Oxley Act; SOX.
Reference to this paper should be made as follows: Ng, A.C. and
Mensah, Y.M. (2010) ‘The role of corporate governance during the pre- and
post-Sarbanes Oxley periods’, Int. J. Corporate Governance, Vol. 2, No. 1,
pp.58–86.
Biographical notes: Anthony C. Ng is currently an Assistant Professor at the
School of Accounting and Finance at the Hong Kong Polytechnic University.
Yaw M. Mensah is currently the Senior Associate Dean for Faculty at the
Rutgers Business School – Newark and New Brunswick, Rutgers – The State
University of New Jersey, USA. He is also an Accounting Professor at the