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REASONS OF BANKING FRAUD – A CASE OF INDIAN PUBLIC SECTOR BANKS
SUKANYA KUNDU & NAGARAJA RAO
School of Business, Alliance University, Bangalore, Karnataka, India
ABSTRACT
The number of bank frauds in India is substantial and it is increasing with the passage of time and technology.
According to a survey by Ernest & Young, 2012 the banking segment witnessed around 84% of reported fraud cases within
the financial services sector. The society expects accountability, fairness, transparency and effective intermediation from
banks. Ensuring that they carry out their responsibilities with sincerity of purpose and devoid of fraud is an important
ingredient for gaining public trust and goodwill. The study will cover the cases of frauds, map a typological trend strategy
to be adopted as prevention and implementation strategies and present the same for implementation with ownership.
The case is based on the primary data gathered from a nationalized bank in India. For security reason the name of the bank
and the departments and personnel interviewed has been kept withheld. For rest of the paper the bank has been referred as
ABC bank. Details of fraud incidents that have happened during the period 2007-2012 with ABC bank, the fraud type,
fraud detection time persons who are associated with the identification of the fraud along with the fraud descriptions has
been studied. On the basis of these primary data thrust areas for fraud management has been identified and finally, with IT
as fulcrum, a model of fraud management for the Indian banks has been provided. Bank frauds occur due to ignorance,
situational pressures and permissive attitudes. It is difficult to detect in time and even more difficult to book the offenders
because of intricate and lengthy legal/judicial requirements and processes. In the fear of damaging the banks reputation
often the fraud cases are not always brought to light.
KEYWORDS: Fraud, Bank Reputation, Customer Goodwill, Time-To-Detect Fraud
INTRODUCTION
Banking industry in India has traversed a long path to assume its present stature. It has undergone a major
structural transformation after the nationalization of 14 major commercial banks in 1969. During the last four decades of
nationalization, there has been phenomenal expansion of branch network, particularly in the hitherto under-banked rural
areas besides, a massive qualitative change in the operations of the banking system.
However, the journey has not all along been even and smooth. “There have been hurdles and impediments,
stresses and strains but the dynamic fashion in which the banking industry has taken them in strides and surged ahead only
demonstrates its resilience and inherent potentialities as catalytic agent for social economic development”
(Mr. M.N.Goipuria).
Currently, India has 78 scheduled commercial banks (SCBs) - 29 public sector banks (that is with the Government
of India holding a stake), 21 private banks (these do not have government stake; they may be publicly listed and traded on
stock exchanges) and 30 foreign banks. They have a combined network of over 64405 branches as on 31.03.2009 and more
than 45,000 ATMs. According to a RBI report the public sector banks hold over 76 percent of total assets of the banking
industry, with the private and foreign bank at 18% and 6% respectively.
International Journal of Information Systems
Management Research & Development (IJISMRD)
ISSN (P): 2250-236X; ISSN (E): 2319-4480
Vol. 4, Issue 1, Jun 2014, 11-24
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