Journal of Econometrics 205 (2018) 140–155
Contents lists available at ScienceDirect
Journal of Econometrics
journal homepage: www.elsevier.com/locate/jeconom
Exact Bayesian moment based inference for the distribution
of the small-time movements of an Itô semimartingale
A. Ronald Gallant
a,
*, George Tauchen
b
a
Department of Economics, Penn State University, University Park PA 16802, United States
b
Department of Economics, Duke University, Durham NC 27708, United States
article info
Article history:
Available online 24 March 2018
JEL classification:
C51
C52
G12
Keywords:
High-frequency data
Activity index
Efficient method of moments
Semimartingale
Specification test
Spot variance
Stochastic volatility
abstract
We modify the Gallant and Tauchen (1996) efficient method of moments (EMM) method
to perform exact Bayesian inference, where exact means no reliance on asymptotic ap-
proximations. We use this modification to evaluate the empirical plausibility of recent
predictions from high frequency financial theory regarding the small-time movements
of an Itô semimartingale. The theory indicates that the probability distribution of the
small moves should be locally stable around the origin. It makes no predictions regarding
large rare jumps, which get filtered out. Our exact Bayesian procedure imposes support
conditions on parameters as implied by this theory. The empirical application uses S&P
Index options extending over a wide range of moneyness, including deep out of the money
puts. The evidence is consistent with a locally stable distribution valid over most of the
support of the observed data while mildly failing in the extreme tails, about which the
theory makes no prediction. We undertake diagnostic checks on all aspects of the proce-
dure. In particular, we evaluate the distributional assumptions regarding a semi-pivotal
statistic, and we test by Monte Carlo that the posterior distribution is properly centered
with short credibility intervals. Taken together, our results suggest a more important role
than previously thought for pure jump-like models with diminished, if not absent, diffusive
component.
© 2018 Elsevier B.V. All rights reserved.
1. Introduction
1.1. Overview
This paper has two closely connected objectives. The first is to gain further understanding of the distributional aspects
of high frequency small-time moves of financial prices. In particular, we aim to evaluate the empirical plausibility of some
recent sharp theoretical predictions regarding the probability distribution governing the small moves. As explained further
below, this effort directly puts us into a situation where we have a parametric probability model for the data that can
be easily simulated, but the density itself is not available in convenient closed form. Of course, this aspect of the paper
puts us into the classical indirect estimation context, e.g., simulated method of moments, etc. Of the various available
techniques for this context, the EMM approach as reviewed at length in Gallant and Tauchen (2010) has certain optimality
properties. However, EMM was developed long before new computing techniques made Bayesian inference feasible for
more complicated problems than the classical implausibly simplistic setups. Since Bayes is arguably preferred for parametric
*
Corresponding author.
E-mail addresses: aronaldg@gmail.com (A. Ronald Gallant), george.tauchen@duke.edu (G. Tauchen).
https://doi.org/10.1016/j.jeconom.2018.03.008
0304-4076/© 2018 Elsevier B.V. All rights reserved.