Effects of foundation size on Fourier spectrum
amplitudes of earthquake accelerations recorded in
buildings
V. W. LEE, M. D. TRIFUNAC and C. C. FENG
Department of Civil Engineering, University of Southern California, Los Angeles, CA 90007
Hypotheses that typical building foundations attenuate amplitudes of incident earthquake motions
by scattering mechanism has been investigated. By analysis of normalized spectra of motions recorded
inside building foundations it is found that the effect of size of building foundation if present is much
smaller than the inherent variance of the data so far recorded in 57 buildings. Through comparison
with theoretical results for vibration of rigid hemispherical and the disk foundations it is concluded
that the relative rigidity of foundation may play a major role in influencing the degree to which
foundations size influences strong motion recorded in building basements.
INTRODUCTION
Comparisons of the amplitudes of strong shaking recorded
within the building foundations and in the vicinity outside
the buildings have suggested that there exists a systematic
relationship between the two recordings which would be
governed by the phenomenon associated with soil-structure
interaction] '4,s'll Studies of wave scattering and diffrac-
tion by some sort of a rigid inclusion which could also be
used to model simple building foundations lead to a general
observation that the amplitudes of short incident seismic
waves may be reflected back into the half space thus reduc-
ing the high frequency motions of the foundation. 6' 7 While
in general the high frequency energy tends to be reflected
off the foundation so that it can be viewed as a 'low-pass'
filter it has been pointed out also that the inertial forces
acting on the rigid mass may lead to the motions which are,
for some frequencies, larger than the amplitudes of incident
waves)' 6
Currently available theoretical techniques for analysis of
soil-structure interaction are not yet capable of predicting
some of its detailed aspects that are needed in design prac-
tice. Therefore, caution must be exercised in using simpli-
fied methods of analysis especially while the experimental
data is limited in number and quality. In the high-frequency
range of interest for earthquake engineering applications,
strong motions recorded in and outside the basement of the
Hollywood Storage building, 4 for example, lead to the
response spectrum amplitudes in the building that are
smaller than the corresponding amplitudes in the adjacent
parking lot. This observation has so far been frequently
quoted in support of the attenuation of incident motions
by the building foundation. However, recent recordings in
the Imperial Valley, California, suggest that the opposite is
possible as well. Horizontal motions and the response spec-
trum amplitudes of recording 340 ft outside the Imperial
Valley County Services building are, in the high frequency
range, smaller than the corresponding motions and spec-
trum amplitudes recorded at the building foundation (Fig.
1, Table 1). The vertical motions recorded there (Table 1)
and the corresponding vertical spectra, however, suggest
some attenuation of high frequency amplitudes.
In experimental observations, where measurements are
available near or on ground surface close to the building
Table 1
Ground floor Free field
NS UP EW N02E UP N92E
Peak acceleration 288 154 332 195 215 215
(cm/s~)
Peak velocity (cm/s) 45 15 66 35 17 63
Peak displacement (cm) 19 7 29 15 7 29
foundation and on the building foundation, one often does
not have direct means of recording incident motions, but
registers the so called free field motions which include
incident waves plus the family of waves scattered from the
building foundations and from other nearby inhomo-
geneities. By taking ratios of spectral amplitudes recorded
inside the building foundation and at some nearby outside
'free field' station one can obtain a 'transfer function'
which does not always decay at high frequencies. 7 This
suggests that computing of such transfer functions may lead
to erroneous conclusions unless enough is known about the
nature of wave motions outside foundation and in particu-
lar whether scattering, focusing and shadow zones are likely
to affect the computed ratios. 7 This therefore calls for a
method of analysis which is not sensitive to such effects.
The purpose of this work is to try a different method of
analysis by examining the dependence of the spectral ampli-
tudes of strong shaking recorded in building only and to
analyze in particular whether these amplitudes depend in a
systematic way on the dimensions of buildings where the
recordings have been taken. This analysis will ignore any
recordings outside buildings so that the requirement for
detailed understanding of incident motions will not be
present.
METHOD OF ANALYSIS
The analyses of strong shaking recorded in buildings do not
depend on the soil-structure interaction of each structure
and its setting only but also on numerous other features of
the earthquake source, transmission path and the effects
near the building site. To study the effects of building
foundation on the recorded motions there it is necessary
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52 Soil Dynamics and Earthquake Engineering, 1982, Vol. 1, No. 2 © 1982 CML Publications