Aging state prediction for supercapacitors based on heuristic kalman
filter optimization extreme learning machine
Dezhi Li
a
, Shuo Li
a
, Shubo Zhang
b
, Jianrui Sun
c
, Licheng Wang
d
, Kai Wang
a, *
a
School of Electrical Engineering, Weihai Innovation Research Institute, Qingdao University, Qingdao, 266000, China
b
School of Electronic Engineering, Dublin City University, Dublin, D09 V209, Ireland
c
Shandong Wide Area Technology Co., Ltd, Dongying, 257081, China
d
School of Information Engineering, Zhejiang University of Technology, Hangzhou, 310023, China
article info
Article history:
Received 17 May 2021
Received in revised form
3 March 2022
Accepted 15 March 2022
Available online 19 March 2022
Keywords:
Extreme learning machine
Supercapacitors
Aging state
Heuristic kalman filter
Particle swarm optimization
abstract
With the advancement of wind energy, solar energy, and other new energy industries, the demand for
energy storage systems are worth increasing. Supercapacitors gradually stand out among many energy
storage components due to their advantages of high power density, fast charging and discharging speed,
and long life. Predicting the capacity of supercapacitors from historical data is a highly non-linear
problem, subject to various external and environmental factors. In this work, we propose an opti-
mized forecasting model-an extreme learning machine (ELM) model coupled with the heuristic Kalman
filter (HKF) algorithm to forecast the capacity of supercapacitors. ELM is preferred over traditional neural
networks mainly due to its fast computational speed, which allows efficient capacity forecasting in real-
time. Our HKF-ELM model performed significantly better than other data-driven models models that are
commonly used in forecasting life of supercapacitors. The performance of the proposed HKF-ELM model
was also compared with traditional ELM, Kalman filtering model, ELM optimized by the particle swarm
optimization (PSO-ELM) and Kalman filter extreme learning machine models (KA-ELM). Different per-
formance metrics, i.e., Root Mean Squared Error (RMSE), Mean Square Error (MSE) and R
2
determination
coefficient were used for the comparison of the selected models. The aging life of supercapacitors in
different environments were also performed using the proposed approach. The results revealed that the
proposed approach is superior to traditional data-driven models in terms of prediction aging life of
supercapacitors and it can be applied in real-time to predict state of health (SOH) based on the previous
charge and discharge data of supercapacitors. In particular, considering RMSE of forecasting, the pro-
posed HKF-ELM model performed 77.62% better than the traditional ELM model, 77.46% better than the
PSO-ELM model, 87.40% better than the traditional Kalman filter model, 82.51% better than the KA-ELM
model in forecasting aging life of supercapacitors. The novelty of the proposed approach lies in the way
the fast computational speed of ELMs has been combined with the accuracy gained by tuning hyper-
parameters using HKF. Fewer setting parameters, lower time cost and higher prediction accuracy have
been need in our methodology compared to available models. Our work presents an original way of
performing aging life of supercapacitors forecasting in real-time in industry with highly accurate results
which are much better than pre-existing life forecasting models.
© 2022 Elsevier Ltd. All rights reserved.
1. Introduction
Supercapacitors (SCs) as energy storage devices with superior
performance have attracted more attention with the necessity of
storing renewable energy [1]. Among the energy storage systems
(ESSs), including the batteries [2e4], SCs [5], superconductors [6],
and the flywheels, the SCs are rapidly applied to the energy system
of electric vehicles [7]. SCs have been widely used in power grid
load quality regulation and chaotic carrier frequency modulation
due to their small size, high power density, and repeatability in
charge and discharge [8].
According to different energy storage mechanisms, super-
capacitors are divided into Electric Double Layer Capacitor (EDLC),
pseudocapacitor (PC), and Hybrid Capacitor (HC) [9]. The electric
* Corresponding author.
E-mail addresses: wangkai@qdu.edu.cn, wkwj888@163.com (K. Wang).
Contents lists available at ScienceDirect
Energy
journal homepage: www.elsevier.com/locate/energy
https://doi.org/10.1016/j.energy.2022.123773
0360-5442/© 2022 Elsevier Ltd. All rights reserved.
Energy 250 (2022) 123773