Regular Article
Oxygen vacancy stabilized zirconia (OVSZ); a joint experimental and
theoretical study
Mohsin Raza
a,
⁎, David Cornil
b
, Jérôme Cornil
b
, Stéphane Lucas
c
, Rony Snyders
a,d
, Stéphanos Konstantinidis
a
a
Chimie des Interactions Plasma-Surface (ChIPS), University of Mons, 23 Place du Parc, 7000 Mons, Belgium
b
Service de Chimie des Matériaux Nouveaux, University of Mons, 23 Place du Parc, 7000 Mons, Belgium
c
Research center for the Physics of Matter and Radiation (PMR-LARN), University of Namur, B-5000 Namur, Belgium
d
Materia Nova Research Center, Parc Initialis, B-7000 Mons, Belgium
abstract article info
Article history:
Received 3 May 2016
Received in revised form 16 June 2016
Accepted 20 June 2016
Available online 5 July 2016
Understanding the phase formation in zirconia (ZrO
2
) has triggered a great debate over the last couple of de-
cades, with several mechanisms proposed so far. In the present letter, we demonstrate by well-optimized exper-
imental measurements supported by Density Functional Theory (DFT) calculations that only O vacancies allow
for the stabilization of the cubic (c) phase at room temperature. These vacancies distort the zirconia lattice, forc-
ing the crystal to arrange itself in a high symmetric c structure.
© 2016 Acta Materialia Inc. Published by Elsevier Ltd. All rights reserved.
Keywords:
DFT calculations
Zirconia (ZrO
2
)
Oxygen vacancy
Phase transformation
Phase stabilization
The specific crystal structure of any material is a decisive factor for
controlling its properties [1,2] and leads sometime to the discovery of
new functionalities [3,4]. In this respect, zirconia (ZrO
2
) is a material
which exists in three crystallographic phases under atmospheric pres-
sure: (i) the monoclinic phase (m, space group P2
1
/c) stable up to
~1205 °C; (ii) the tetragonal phase (t, space group P4
2
/nmc) appears
from ~1205 °C to 2377 °C; and finally (iii) the cubic phase (c, space
group Fm-3m) from 2377 °C to 2710 °C (melting temperature) [5]. Be-
cause of ZrO
2
superior chemical stability, high hardness [6], high dielec-
tric constant [7] and prominent optical properties [8], ZrO
2
films have
been exploited for a broad range of applications e.g., medical applica-
tions [9,10], wear resistant coatings [11], oxygen detectors [12,13] and
for thermal barrier coatings (TBC) [14,15]. However, for pure zirconia,
it is not possible to exploit most of the above mentioned applications
as this is restricted by the change in volume of the zirconia-based com-
ponents (~5 vol.%) due to the phase transformation upon heating and
cooling of the device, which ultimately leads to the deterioration of
the device components [16,17]. Therefore, the stabilization of the high
temperature c-phase at room temperature is of paramount importance.
This has been achieved for decades by doping of cations of lower
valence than Zr in the zirconia lattice (e.g. Y or Mg) [18,19]. By adding
around 12 mol% of yttria (Y
2
O
3
), the c-phase of zirconia is found to be
stabilized at room temperature and is known as yttria-stabilized zirco-
nia (YSZ) [19]. In YSZ, zirconium (Zr
4+
) is replaced by yttrium (Y
3+
)
so that to maintain the charge neutrality, for two substituting yttrium
cations, one oxygen vacancy is created. This makes YSZ not only useful
for TBC but also as an electrolyte in solid oxide fuel cells (SOFC) [20–
22] and in oxygen sensors [13] because of its very good ionic conductiv-
ity [23]. However, it has also been found that the doping by aliovalent
cations leads to the perturbation of the periodic potential of the oxide-
ion array, which results in higher energy barrier for O
2–
ions during
their diffusion to a vacant site in the solid as compared to intrinsic va-
cancy-doped oxides [24]. Therefore, to stabilize high temperature c-
phases of zirconia at room temperature without any doping of yttria,
an intense research has been developed during the last one and a half
decade using various synthesis techniques. The stabilization procedure
has been related to the grain size, energy input during growth, stresses
in the film and O vacancies/N atom incorporation in the zirconia lattice
[16,25–34]. However, a consensus over what drives the phase formation
in zirconia has not been reached so far.
In this letter, we demonstrate that O vacancies are the sole responsi-
ble for the stabilization of the high temperature c-phase of zirconia at
room temperature. To achieve this, we coupled cold plasma-based reac-
tive magnetron sputtering experiments to Ab Initio Density Functional
Scripta Materialia 124 (2016) 26–29
⁎ Corresponding author.
E-mail addresses: mohsin.raza@umons.ac.be (M. Raza),
Stephanos.KONSTANTINIDIS@umons.ac.be (S. Konstantinidis).
http://dx.doi.org/10.1016/j.scriptamat.2016.06.025
1359-6462/© 2016 Acta Materialia Inc. Published by Elsevier Ltd. All rights reserved.
Contents lists available at ScienceDirect
Scripta Materialia
journal homepage: www.elsevier.com/locate/scriptamat