280 IEEE MICROWAVE AND WIRELESS COMPONENTS LETTERS, VOL. 14, NO. 6, JUNE 2004
Effective Negative- Stopband Microstrip Lines
Based on Complementary Split Ring Resonators
Francisco Falcone, Txema Lopetegi, Member, IEEE, Juan D. Baena, Ricardo Marqués, Member, IEEE, Ferran Martín,
and Mario Sorolla, Senior Member, IEEE
Abstract—In this letter a super-compact stopband microstrip
structure is proposed. The frequency gap is produced by an array
of complementary split ring resonators (CSRRs)—a concept pro-
posed here for the first time—etched on the ground plane. This be-
havior is interpreted as due to the presence of a negative effective
dielectric permittivity in the vicinity of resonance. The resulting de-
vice produces a deep rejection frequency band with sharp cutoff,
and a pass band that exhibits very low losses and good matching.
Due to the sub-lambda operation of CSRRs, the electrical size of
the device is very small.
Index Terms—Complementary split ring resonators (CSRRs),
duality, microstrip technology, microwave filters, negative- , split
ring resonators.
I. INTRODUCTION
I
N THE LAST years there has been an extensive research
effort within the electromagnetic community to develop and
use novel metamaterials (i.e. artificially fabricated materials,
based on periodic structures, with properties not existing
in nature). Among these materials electromagnetic bandgap
(EBG) structures, negative- , negative- , and left-handed
(LH) media have received much attention in the microwave
and millimeter wave community [1]–[11]. One interesting
application proposed for these structures has been the filtering
of frequency bands and/or the supression of undesired spurious
passbands or harmonics in microwave and millimeter wave
circuits. Traditional techniques employed to achieve this fil-
tering (based on the use of half wavelength short circuit stubs,
chip capacitors or cascaded rejection band filters) are either
narrow band, increase device area and losses, or degrade circuit
performance. These drawbacks have been minimized by the
introduction of the Bragg-effect-related EBG concept [3]. Thus,
microstrip EBG devices obtained by etching holes or patterns
in the ground plane have been found to exhibit wide and deep
stopbands [4]–[6]. This technique has been successfully used
to achieve broad-band harmonic tuning in power amplifiers,
oscillators and mixers; to increase output power and efficiency,
Manuscript received September 19, 2003; revised February 25, 2004. This
work was supported by DGI and CICYT under Project BFM2001-2001,
Project TIC2002-04528-C02-01, Project TIC2001-3163, and Project
FIT-070000-2003-933, by Omicron Circuits, and by Conatel, s.l. The review
of this letter was arranged by Associate Editor A. Weisshaar.
F. Falcone, T. Lopetegi, and M. Sorolla are with the Electrical Engineering
Department, Public University of Navarre, Pamplona E-31006, Spain.
J. D. Baena and R. Marqués are with the Department of Electronics and Elec-
tromagnetism, University of Seville, Seville 41012, Spain.
F. Martín is with the Department of Electronic Engineering, University
Autònoma of Barcelona, Barcelona 08193, Spain.
Digital Object Identifier 10.1109/LMWC.2004.828029
and to reduce spurious harmonic content. The implementation
of lowpass filters with huge rejection bandwidth, and the
implementation of microstrip bandpass filters with spurious
passband suppression, have been also demonstrated [7].
Usually, in all cited applications, EBG structures are inte-
grated within the device and no extra circuit area is required.
However, EBG’s scale with frequency, require several periods
to provide significant rejection and, therefore, can be relatively
large for certain frequency/band applications. This problem has
been recognized and addressed in [8], [9]. The novel compact
EBG structures proposed there produce a high rejection and
wide stopband with small length. Nevertheless the transversal
dimension of the structure is still large ( at the cutoff fre-
quency) since it is based on resonating transversal slots. More-
over, the uniform (potentially more compact) configuration ex-
hibits significant radiation at the stopband.
Recently, negative- and LH structures have appeared as
an alternative to EBGs for tailoring the frequency response of
microwave devices. As it was theoretically and experimentally
demonstrated in [2], [10] a three dimensional periodic structure
formed by an array of split ring resonators (SRRs) excited by
a properly polarized radiation (i.e., magnetic field parallel to
ring axis) is able to inhibit signal propagation in the vicinity
of the resonant frequency. This can be interpreted as due
to the properties of the periodic medium, which exhibits a
high negative effective magnetic permeability in a narrow
frequency range around and above the resonance frequency.
Actually the SRR was proposed in [10] as a basic particle for
the design of artificial negative magnetic permeability media,
and it became very popular because it was used in the first
physical realization of an LH medium [2]. It is important to
note that the inhibition of signal propagation achieved in the
abovementioned periodic structure is not due to Bragg-like
diffraction, but to the behavior of the constituent particles.
Therefore, the period of the structure can be much smaller
than the wavelength, in contrast to the case of conventional
EBGs. These remarkable properties, together with its planar
nature, make the SRR a very interesting particle to implement
compact structures in microstrip or CPW technology. In fact,
the possibility of designing stopband negative- structures
using SRRs has been recently demonstrated [11].
In this letter, the concept of complementary SRRs (CSRRs)
is introduced as an alternative for the design of microstrip stop-
band structures, based on the introduction of an effective nega-
tive- along the line. Originally proposed by Pendry et al. [10],
SRRs are small resonant particles with a high quality factor at
microwave frequencies. When they are excited by an external
1531-1309/04$20.00 © 2004 IEEE