Child Development, May/June 2001, Volume 72, Number 3, Pages 718–735
Evidence for Referential Understanding in the Emotions Domain
at Twelve and Eighteen Months
Louis J. Moses, Dare A. Baldwin, Julie G. Rosicky, and Glynnis Tidball
Infants as young as 12 months readily modulate their behavior toward novel, ambiguous objects based on
emotional responses that others display. Such social-referencing skill offers powerful benefits to infants’
knowledge acquisition, but the magnitude of these benefits depends on whether they appreciate the referential
quality of others’ emotional messages, and are skilled at using cues to reference (e.g., gaze direction, body pos-
ture) to guide their interpretation of such messages. Two studies demonstrated referential understanding in
12- and 18-month-olds’ responses to another’s emotional outburst. Infants relied on the presence versus ab-
sence of referential cues to determine whether an emotional message should be linked with a salient, novel ob-
ject in the first study ( N = 48), and they actively consulted referential cues to disambiguate the intended target
of an affective display in the second study ( N = 32). These findings provide the first experimental evidence of
such sophisticated referential abilities in 12-month-olds, as well as the first evidence that infant social referenc-
ing at any age actually trades on referential understanding.
INTRODUCTION
Human infants emerge into a social-filled world: a di-
verse and ever-changing flow of social and emotional
information emanates from others’ faces and voices,
from the quality of their touch, the posture and move-
ments of their bodies, and even from the way they
smell. This rich social and emotional environment has
tremendous potential to speed infants’ learning about
the world, if only they can take advantage of it. If in-
fants possess some basic interpretive abilities, such as
the ability to decode socioemotional messages and re-
late them to the appropriate objects and events in the
world, then they have access to a vastly expanded
body of information about both the social and nonso-
cial world. Infants wielding these basic interpretive
abilities could analyze the way in which objects and
actions impact others’ emotions, and in turn could
observe how these emotions give rise to subsequent
action. This information could then be used to guide
infants’ own dealings with the world. The time sav-
ings with regard to learning would be nearly inesti-
mable. With these abilities, infants could successfully
acquire knowledge about the world purely through
observation of others’ responses. Without these abili-
ties, social information might simply fly past infants
as scattered and relatively uninterpreted change in
the sensory array, and infants would only acquire in-
formation through laborious, direct, personal experi-
ence with each and every new object or person. The
present research focused on whether knowledge ac-
quisition in infants of 12 and 18 months indeed reaps
the benefits of such interpretive abilities.
Research over the past 20 years has provided abun-
dant evidence that infants as young as 12 months of
age are very skilled at decoding emotional informa-
tion (see Baldwin & Moses, 1996, and Mumme, 1993,
for reviews). They can discriminate among a variety
of different facial expressions (e.g., Kuchuk, Vibbert, &
Bornstein, 1986; Ludemann & Nelson, 1988; Soken
& Pick, 1999), as well as different affect-laden intona-
tion patterns (e.g., Fernald, 1993; Soken & Pick, 1999).
In addition, they are guided by adults’ emotional sig-
nals in the ways in which they approach new things,
an ability termed “social referencing” (e.g., Campos
& Stenberg, 1981; Feinman, 1982). For example, if a
parent on the opposite side of a visual cliff displays
fear, infants grow wary and do not cross, whereas if a
parent smiles, they approach and readily cross (Sorce,
Emde, Campos, & Klinnert, 1985).
None of this early research clarified one of the most
important issues from the point of view of knowledge
acquisition, however: whether infants possess skills
for appropriately linking adults’ emotional signals
with the things to which adults are actually referring.
Consider the visual cliff, for example: Recognizing
that their parents are fearful will not stop infants from
falling over a cliff if they fail to realize that the cliff—
or perhaps, more accurately, their approach to the
cliff—is what renders their parents fearful. In partic-
ular, infants need to appreciate that (1) another’s so-
cial message relates to a specific thing in the world, (2)
it is the emoter who determines which thing is the ref-
erent, and (3) the emoter’s referential cues can be used
to discover that thing in a given case. In short, they
must recognize that emotional outbursts are referen-
© 2001 by the Society for Research in Child Development, Inc.
All rights reserved. 0009-3920/2001/7203-0008