Journal of Photochemistry and Photobiology A: Chemistry 220 (2011) 4–10
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Journal of Photochemistry and Photobiology A:
Chemistry
journal homepage: www.elsevier.com/locate/jphotochem
Photochromism of naphthoflavylium. On the role of 4-OH hemiketal in flavylium
network
Raquel Gavara, Vesselin Petrov, Virginia López, Fernando Pina
∗
REQUIMTE, Departamento de Química, Faculdade de Ciências e Tecnologia, Universidade Nova de Lisboa, 2829-516 Caparica, Portugal
article info
Article history:
Received 28 October 2010
Received in revised form 28 February 2011
Accepted 5 March 2011
Available online 22 March 2011
Keywords:
Photochromism
Hemiketals
Multistate systems
Naphthoflavylium
Chalcones
abstract
Flavylium compounds suffer in aqueous solution the nucleophilic addition of water at moderately acidic
pH values (hydration reaction). The hydration is possible in two positions, namely at position 2, form-
ing hemiketal B2, and at position 4, forming hemiketal B4. B2 can subsequently evolve to give the
cis- and trans-chalcone species. At the present work the network of chemical reactions involving the
naphthoflavylium compound in aqueous solution was studied by means pH jumps, stopped flow, contin-
uous irradiation and flash photolysis. The equilibrium and rate constants of the system were calculated
through a mathematical model. The species B4 has a kinetic effect similar to the one observed for the
quinoidal base (for flavylium dyes bearing acidic groups), i.e. B4 is a kinetic product retarding the rate
of equilibration. Flash photolysis experiments in comparison with reverse pH jumps results show that
the appearance of the flavylium ion is faster in the photochemical-induced process than in the thermal
one, suggesting an additional photochemical pathway (besides photoisomerization) after the excitation
of the trans-chalcone.
© 2011 Elsevier B.V. All rights reserved.
1. Introduction
The network of chemical reactions involving anthocyanins and
related compounds has been shown to exhibit versatile applica-
tions [1–3]. Anthocyanins are the ubiquitous colorants used by
Nature to obtain most of the red and blue colors in flowers and fruits
[4]. Flavylium compounds are synthetic analogues of anthocyanins
and present in aqueous solution the same general network of chem-
ical reactions (Scheme 1) [5]. Flavylium ion (AH
+
) is the most stable
species in acidic solutions but when the pH is increased, the sys-
tem evolves to a network of interconnected species. An important
difference with anthocyanins, is that the trans-chalcone (Ct) is the
most stable species at moderately acidic and neutral pH values.
This form has the interesting property of photoisomerizing to the
cis-chalcone (Cc) that at the appropriate pH value can then evolve
to AH
+
or its quinoidal base (A), the most colorful species in the
network. This photoreaction is reversible and the system reverts
back to Ct in the dark. Therefore, both pH and light can be used for
producing AH
+
and/or A from Ct in a reversible way. Due to these
interesting properties flavylium compounds have been claimed as
efficient photochromic systems [3] as well as models for optical
memories and switches [6,7] the main factor ruling the final appli-
cation being the magnitude of the cis-trans thermal barrier which
depends strongly on the substituents.
∗
Corresponding author. Tel.: +351 212948355; fax: +351 212948550.
E-mail address: fjp@dq.fct.unl.pt (F. Pina).
The kinetics of the global process connecting AH
+
and Ct can
be studied by means of pH jumps and flash photolysis experi-
ments. When solutions of AH
+
(pH < 1) are submitted to a pH jump
to higher values, (direct pH jumps) the quinoidal base is the first
species to appear, because proton transfer to give A from AH
+
is
by far the fastest process (at least five orders of magnitude) taking
place in the network. One peculiarity of the system is the fact that
at moderately acidic solutions A is a kinetic product that delays
the formation of the final products (essentially Ct). In other words,
A is not reactive (unless in basic solutions) towards Ct formation
because the hemiketal B2 results exclusively from the hydration of
AH
+
. This means that at higher final pH values of the direct pH jump
(pH > pK
a
) more A and less AH
+
are formed and by consequence the
rate to reach the final equilibrium becomes slower. On the other
hand, direct pH jumps to lower pH’s (pH < pK
a
) results in more AH
+
(at the limit no reaction takes place), lower concentration of Cc to
give Ct and the rate also decreases. The final result is a compro-
mise between these two contradictory effects, a bell shape curve,
Scheme 1 [8].
Regarding to the flash photolysis of Ct, three distinct kinetic pro-
cesses are detected: (i) the faster is the formation of Cc from Ct
that occurs during the flash, [9] (ii) the second is bi-exponential
and corresponds to the formation of AH
+
/A (depending on pH).
In some cases it is not possible to separate these two pro-
cesses if one is much slower than the other because the former
becomes the rate determining step, (iii) finally the photoproducts
AH
+
/A revert back to Ct with a rate that follows the bell shape
curve.
1010-6030/$ – see front matter © 2011 Elsevier B.V. All rights reserved.
doi:10.1016/j.jphotochem.2011.03.002