IEEE ELECTRON DEVICE LETTERS, VOL. 32, NO. 5, MAY 2011 635
N-Polar GaN MIS-HEMTs With a 12.1-W/mm
Continuous-Wave Output Power Density at
4 GHz on Sapphire Substrate
Seshadri Kolluri, Student Member, IEEE, Stacia Keller,
Steven P. DenBaars, Fellow, IEEE, and Umesh K. Mishra, Fellow, IEEE
Abstract—This letter presents a high-performance N-polar
AlGaN/GaN metal–insulator–semiconductor high-electron-
mobility transistor grown by metal–organic chemical vapor
deposition on sapphire substrate. The devices were passivated
with Si
x
N
y
deposited by plasma-enhanced CVD and consisted
of a gate structure recessed through the Si
x
N
y
passivation, with
integrated slant field plates, to prevent dc to RF dispersion and
improve the breakdown voltage. Devices with a drawn gate
length of 0.7 μm and a gate drain spacing of 0.8 μm showed a
breakdown voltage of 170 V, corresponding to a three-terminal
leakage current of 1 mA/mm. Due to the high breakdown voltage
of the devices, continuous-wave RF power measurements at 4 GHz
could be measured at a drain bias of 50 V, yielding an output
power density of 12.1 W/mm. To the best of our knowledge,
this is the highest power density reported so far for an N-polar
device and also matches the highest power density reported for a
Ga-polar HEMT on the sapphire substrate.
Index Terms—GaN, high-electron-mobility transistor (HEMT),
metal–organic chemical vapor deposition (MOCVD), N-polar.
I. I NTRODUCTION
H
IGH-ELECTRON mobility transistors (HEMTs) based
on Ga-polar AlGaN/GaN system have demonstrated
great potential for microwave power amplification ranging from
L-band to W-band. N-polar AlGaN/GaN HEMTs have wit-
nessed a significant interest recently [1], [2], as a potential al-
ternative to Ga-polar HEMTs for high-frequency applications,
motivated by advantages such as a lower contact resistance
[3]. With progress in the growth and the processing of the
N-polar devices, excellent small signal performance [4] and
RF power performance with a power-added efficiency (PAE)
comparable to Ga-polar devices have been achieved by both
molecular beam epitaxy (MBE) [5], [6] and metal–organic
chemical vapor deposition (MOCVD) [7], [8]. Wong et al.
[6] have previously reported N-polar HEMTs with the highest
output power density of 8.1 W/mm at 4 GHz. However, this
power density is significantly less than the highest reported
Manuscript received January 30, 2011; revised February 16, 2011; accepted
February 16, 2011. Date of current version April 27, 2011. This work was
supported in part by the Office of Naval Research MINE project (monitored
by Dr. P. Maki and Dr. H. Dietrich). The review of this letter was arranged by
Editor G. Meneghesso.
The authors are with the Department of Electrical and Computer
Engineering, University of California, Santa Barbara, CA 93106 USA
(e-mail: seshadri@ece.ucsb.edu; stacia@ece.ucsb.edu; denbaars@engineering.
ucsb.edu; mishra@ece.ucsb.edu).
Color versions of one or more of the figures in this letter are available online
at http://ieeexplore.ieee.org.
Digital Object Identifier 10.1109/LED.2011.2119462
Fig. 1. (a) Schematic cross section and (b) simulated band diagram of the
device.
values for Ga-polar devices on both SiC [9] and sapphire [10]
substrates because of the lower breakdown voltage in N-polar
devices grown by MBE. Recent N-polar devices grown by
MOCVD with an Al
0.6
Ga
0.4
N cap and in situ high-temperature
CVD-deposited Si
x
N
y
gate insulator have shown a breakdown
voltage in excess of 150 V corresponding to a three-terminal
leakage current of 1 mA/mm [7]. However, in [7], the devices
failed beyond a drain bias of 30 V on the 4-GHz load-pull
system, due to measurement limitations. In this letter, with
further improvements in the device design and measurement,
such as a reduced source to drain spacing (to reduce parasitic
resistances), a recessed gate structure with integrated slant field
plates (for better dispersion control), and an increased output
bias voltage, we achieved a record RF output power density for
an N-polar HEMT.
II. DEVICE DESIGN AND FABRICATION
The epitaxial structure and a schematic cross section of
the fabricated device is shown in Fig. 1(a). A simulated band
diagram of the device structure under the gate, obtained using
a 1-D Schrödinger–Poisson solver [11], is shown in Fig. 1(b).
A 2.4-eV conduction band offset between GaN and Si
x
N
y
[12] and a barrier height of 2.5 eV at the gate-metal/Si
x
N
y
interface were assumed to match the charge observed from
Hall measurements. The structure was grown by MOCVD
using trimethylgallium, trimethylaluminum, and ammonia as
precursors on (0001) sapphire with a misorientation angle of 4
◦
toward the sapphire a-plane. Growth on a misoriented substrate
was essential to achieve smooth high-quality N-polar films
[13]. High-temperature nitridation of the sapphire substrate,
with an NH
3
precursor, was used prior to GaN deposition,
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