Computer Methods and Programs in Biomedicine 140 (2017) 265–274
Contents lists available at ScienceDirect
Computer Methods and Programs in Biomedicine
journal homepage: www.elsevier.com/locate/cmpb
Classification techniques on computerized systems to predict and/or
to detect Apnea: A systematic review
Nuno Pombo
a,∗
, Nuno Garcia
a
, Kouamana Bousson
b
a
Research Units: Instituto de Telecomunicações and ALLab Assisted Living Computing and Telecommunications Laboratory, Department of Informatics,
Universidade da Beira Interior, Covilhã, Portugal and Universidade Lusófona de Humanidades e Tecnologias, Lisbon, Portugal
b
Research Unit: LAETA/UBI-AEROG, Department of Aerospace Sciences, Universidade da Beira Interior, Covilhã, Portugal
a r t i c l e i n f o
Article history:
Received 13 June 2016
Revised 28 December 2016
Accepted 3 January 2017
Keywords:
Sleep apnea
Machine learning
Classification
Threshold-based classification
Systematic review
a b s t r a c t
Background and objective: Sleep apnea syndrome (SAS), which can significantly decrease the quality of
life is associated with a major risk factor of health implications such as increased cardiovascular dis-
ease, sudden death, depression, irritability, hypertension, and learning difficulties. Thus, it is relevant and
timely to present a systematic review describing significant applications in the framework of computa-
tional intelligence-based SAS, including its performance, beneficial and challenging effects, and modeling
for the decision-making on multiple scenarios.
Methods: This study aims to systematically review the literature on systems for the detection and/or
prediction of apnea events using a classification model.
Results: Forty-five included studies revealed a combination of classification techniques for the diagno-
sis of apnea, such as threshold-based (14.75%) and machine learning (ML) models (85.25%). In addition,
the ML models, were clustered in a mind map, include neural networks (44.26%), regression (4.91%),
instance-based (11.47%), Bayesian algorithms (1.63%), reinforcement learning (4.91%), dimensionality re-
duction (8.19%), ensemble learning (6.55%), and decision trees (3.27%).
Conclusions: A classification model should provide an auto-adaptive and no external-human action de-
pendency. In addition, the accuracy of the classification models is related with the effective features se-
lection. New high-quality studies based on randomized controlled trials and validation of models using a
large and multiple sample of data are recommended.
© 2017 Published by Elsevier Ireland Ltd.
Abbreviations: AI, Apnea Index; AHI, Apnea and Hypopnea Index; AIRS, Arti-
ficial Immune Recognition System; ANN, Artificial Neural Network; ANFIS, Adap-
tive Neuro-Fuzzy Inference System; AUC, Area Under receiver operating characteris-
tic Curve; BHC, Binary Hierarchical Classification; BNN, Bayesian Neural Network;
CAS, Central Sleep Apnea; ECOC, Error Correcting Output Code; ECG, Electrocar-
diogram; EEG, Electroencephalogram; EMG, Electromyography; EOG, electrooculog-
raphy; FP, False Positive; FN, False Negative; HI, Hypopnea Index; HMM, Hidden
Markov Model; KNN, K-Nearest Neighbor; LDA, Linear Discriminant Analysis; LS-
SVM, Least Squares Support Vector Machine; LR, Logistic Regression; LVQ, Learning
Vector Quantization; ML, Machine Learning; MLR, Multi-Linear Regression; MSA,
Mixed Sleep Apnea; NARX, Nonlinear AutoRegressive network with eXogenous;
OSA, Obstructive Sleep Apnea; PNN, Probabilistic Neural Network; NPV, Negative
Predictive Value; PPG, Photoplethysmogram; PPV, Positive Predictive Value; PSG,
Polysomnogram; RBFNN, Radial Basis Function Neural Network; RCT, Randomized
Controlled Trial; RDI, Respiratory Disturbance Index; ROC, receiver operating char-
acteristic; SAS, Sleep Apnea Syndrome; Sp02, Oxygen Saturation; SRN, Simple Re-
current Network; SVM, Support Vector Machine; TP, True Positive; TN, True Nega-
tive; VDA, Voice Activity Detection.
∗
Corresponding author.
E-mail addresses: ngpombo@ubi.pt (N. Pombo),
ngarcia@di.ubi.pt (N. Garcia), bousson@ubi.pt (K. Bousson).
1. Introduction
Sleep apnea syndrome (SAS) is defined as a temporary closure
of the upper airway during sleep when air is prevented from enter-
ing lungs which may results on the complete cessation of breath-
ing for more than 10 s in adults [1]. This is typically, accompanied
by a reduction in blood oxygen saturation and leads to arousal
from sleep in order to breathe. In addition, repetitive obstructive
events during sleep are hypothesized to cause intermittent hy-
poxia, resulting in activation of oxygen free radicals and an oxida-
tive stress response.
As SAS events are classified according to whether the patient
exhibits respiratory effort, then the presence of abdominal and
thoracic effort for continuing breathing while air flow completely
stops, is called Obstructive Sleep Apnea (OSA) representing the
most common pattern of SAS. On the contrary, when a complete
cessation of both respiratory movements and airflow during at
least 10 s, is considered as Central Sleep Apnea (CSA). Finally, the
combination of these two symptoms, defined by a central respira-
tory pause followed, in a relatively short interval of time, by an
http://dx.doi.org/10.1016/j.cmpb.2017.01.001
0169-2607/© 2017 Published by Elsevier Ireland Ltd.