Hoang Thi Hong LE, Vuong Thi Bach TUYET, Chu Thi Bich HANH, Quang Hung DO /
Journal of Asian Finance, Economics and Business Vol 7 No 7 (2020) 209 – 217 209 209
Print ISSN: 2288-4637 / Online ISSN 2288-4645
doi:10.13106/jafeb.2020.vol7.no7.209
1
First Author. Senior Lecturer, Faculty of Transport Economics,
University of Transport Technology, Vietnam.
Email: lehth@utt.edu.vn
2
Lecturer, Faculty of Transport Economics, University of Transport
Technology, Vietnam.
3
Lecturer, Faculty of Transport Economics, University of Transport
Technology, Vietnam.
4
Corresponding Author. Senior Lecturer, Faculty of Information
Technology, University of Transport Technology, Vietnam [Postal
Address: No 54, Trieu Khuc, Thanh Xuan Nam, Hanoi 100000,
Vietnam] Email: hungdq@utt.edu.vn
© Copyright: The Author(s)
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original work is properly cited.
Factors Afecting Tax Compliance among Small- and Medium-sized
Enterprises: Evidence from Vietnam
Hoang Thi Hong LE
1
, Vuong Thi Bach TUYET
2
, Chu Thi Bich HANH
3
, Quang Hung DO
4
Received: April 19, 2020 Revised: May 03, 2020 Accepted: June 07, 2020
Abstract
Taxes are levied in almost every country, primarily to raise revenue for government expenditures. This study explores factors infuencing
tax compliance of small- and medium-sized enterprises (SMEs) in Vietnam. Data from 376 SMEs, who are business taxpayers, were
collected through a researcher–administered questionnaire survey method. The results indicate that six groups of factors have signifcant
impacts on tax compliance among Vietnamese SMEs. These groups include: Business characteristics (BC), Characteristics of accounting
practices within organization (AP), Awareness of tax obligations (TO), Tax policy (TP), View on tax compliance (TC), and Probability of
tax examination on taxpayer compliance (TE). Multivariate analysis was adopted; Cronbach’s alpha coefcients were calculated, then,
Exploratory Factor Analysis (EFA) was used. The fndings show that, among these six factors, the most infuential is Characteristics of
accounting practices (AP). Thus, it is recommended that tax agencies should help SMEs improve their accounting skills and increase
their knowledge by organizing training workshops and short courses on taxation. SMEs also need to have an adequate accounting system
in accordance with principles and standards prescribed by the Tax Law. It is expected that this study can provide important insights and
understandings to policy-makers, practitioners, academicians and other regulatory authorities in tax policy formulations.
Keywords: Tax Compliance, Tax Obligations, Tax Policy, Accounting Practices, SMEs, Vietnam
JEL Classifcation Code: G28, G41, K22
1. Introduction
Small- and medium-sized enterprises (SMEs) have
been a noteworthy driver of economic development, being
vital to most economies across the world, particularly in
developing and emerging countries (Gherghina, Botezatu,
Hosszu, & Simionescu, 2020). Many external and internal
factors infuence the establishment, operation, growth and
development of SMEs. The developed countries put SMEs
in the focus of their economic strategies and programs with
specific macroeconomic policies measures, such as targeted
fiscal policy to SMEs, tax exemptions and special taxation
schemes that directly affect the reduction of operating
costs, improve liquidity and competitiveness of SMEs
(Salehi, Khazaei, & Tarighi, 2019). In Vietnam, SMEs
serve as a vehicle to create jobs for local communities.
The government of Vietnam has identified and prioritized
the development of SMEs as one of its strategic objectives.
Despite the importance of these businesses for the country
and regions, these businesses still face many challenges.
One of the most onerous and time-consuming challenges is
ensuring tax compliance. Tax compliance is defined as the
preparation, submission and payment of taxes due within
the specified time periods (Naicker & Rajaram, 2019; H. H.
Nguyen, 2019).
Tax compliance and factors affecting tax compliance have
been getting much attention in Vietnam. (Hoa, Lien, & Tuan,
2019; Nguyen, Pham, Le, Truong, & Tran, 2020). In general,
tax compliance studies are based on three theoretical models: